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| 1 | +Minor Revision - TUFFC-09469-2019 | |
| 2 | +Transactions on Ultrasonics, Ferroelectrics, and Frequency | |
| 3 | +Control (July 23, 2019 9:29 PM) | |
| 4 | +To: arthur.hugeat@femto-st.fr, julien.bernard@femto-st.fr, | |
| 5 | +gwenhael.goavec@femto-st.fr, pyb2@femto-st.fr, pierre-yves.bourgeois@femto-st.fr, | |
| 6 | +jmfriedt@femto-st.fr | |
| 7 | +CC: giorgio.santarelli@institutoptique.fr, lewin@ece.drexel.edu | |
| 8 | + | |
| 9 | +Dear Mr. Arthur HUGEAT | |
| 10 | + | |
| 11 | +Congratulations! Your manuscript | |
| 12 | + | |
| 13 | +MANUSCRIPT NO. TUFFC-09469-2019 | |
| 14 | +MANUSCRIPT TYPE: Papers | |
| 15 | +TITLE: Filter optimization for real time digital processing of radiofrequency | |
| 16 | +signals: application to oscillator metrology | |
| 17 | +AUTHOR(S): HUGEAT, Arthur; BERNARD, Julien; Goavec-Mérou, Gwenhaël; Bourgeois, | |
| 18 | +Pierre-Yves; Friedt, Jean-Michel | |
| 19 | + | |
| 20 | +has been reviewed and it has been suggested that it be accepted for publication | |
| 21 | +after minor revisions. In your revision, you must respond to the reviewer’s | |
| 22 | +comments at the end of this e-mail or attached. | |
| 23 | + | |
| 24 | +Your revised manuscript must be submitted within the next THREE WEEKS. If you | |
| 25 | +are not able to submit your manuscript in this time frame, you must contact the | |
| 26 | +Editor in Chief (Peter Lewin, lewinpa@drexel.edu). | |
| 27 | + | |
| 28 | +Please resubmit your revised manuscript to the Transactions on Ultrasonics, | |
| 29 | +Ferroelectrics, and Frequency Control Manuscript Central website at | |
| 30 | +http://mc.manuscriptcentral.com/tuffc-ieee. From the “Author Center” select | |
| 31 | +“Manuscripts with Decisions” and under the appropriate manuscript ID select | |
| 32 | +“create a revision”. | |
| 33 | + | |
| 34 | +To expedite the review of your resubmission: | |
| 35 | + | |
| 36 | +(1) Include or attach a point by point response to reviewer’s comments and | |
| 37 | +detail all changes made in your manuscript under “Response to Decision Letter”. | |
| 38 | +Failure to address reviewers comments can still lead to a rejection of your | |
| 39 | +manuscript. | |
| 40 | +(2) Submit a PDF of the revised manuscript using the “Formatted (Double Column) | |
| 41 | +Main File - PDF Document Only” file type with all changes highlighted in yellow | |
| 42 | +under “File Upload”. | |
| 43 | +(3) Original TeX, LaTeX, or Microsoft Word file of the final manuscript as | |
| 44 | +Supporting Document. | |
| 45 | +(4) High quality source files of your figures in Word, Tiff, Postscript, | |
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| 47 | +file above) as Supporting Document. | |
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| 49 | +(6) Graphical Abstract to accompany your text abstract on IEEE Xplore (image, | |
| 50 | +animation, movie, or audio clip) uploaded as Multimedia. | |
| 51 | + | |
| 52 | +*Please make sure that all final files have unique file names in order for | |
| 53 | +them to be processed correctly by IEEE* | |
| 54 | +Please note that a PDF is NOT sufficient for publication, the PDF is used | |
| 55 | +for review. | |
| 56 | + | |
| 57 | +During the resubmission process if you do not see a confirmation screen and | |
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| 59 | +to us and we will not be able to continue to process your manuscript. | |
| 60 | + | |
| 61 | +Please refer to the policies regarding the voluntary page charges and | |
| 62 | +mandatory page charges in the "Guideline for Authors" at | |
| 63 | +http://ieee-uffc.org/publications/transactions-on-uffc/information-for-authors | |
| 64 | +Note over-length charge of US$175 per page is applied for published pages in | |
| 65 | +excess of 8 pages. | |
| 66 | + | |
| 67 | +Sincerely, | |
| 68 | + | |
| 69 | +Giorgio Santarelli | |
| 70 | +Associate Editor in Chief | |
| 71 | +Transactions on Ultrasonics, Ferroelectrics, and Frequency Control | |
| 72 | + | |
| 73 | +**************************************************** | |
| 74 | +REVIEWERS' COMMENTS: | |
| 75 | +Reviewer: 1 | |
| 76 | + | |
| 77 | +Comments to the Author | |
| 78 | +In general, the language/grammar is adequate. | |
| 79 | + | |
| 80 | +On page 2, "...allowing to save processing resource..." could be improved. | |
| 81 | + | |
| 82 | +On page 2, "... or thanks at a radiofrequency-grade..." isn't at all clear what | |
| 83 | +the author meant. | |
| 84 | + | |
| 85 | +One page 2, the whole paragraph "The first step of our approach is to model..." | |
| 86 | +could be improved. | |
| 87 | + | |
| 88 | +I appreciate that the authors attempted and document two optimizations: that | |
| 89 | +of maximum rejection ratio at fixed silicon area, as well as minimum silicon | |
| 90 | +area for a fixed minimum rejection ratio. For non-experts, it might be very | |
| 91 | +useful to compare the results of both optimization paths to the performance and | |
| 92 | +resource-utilization of generic low-pass filter gateware offered by device | |
| 93 | +manufacturers. I appreciate also that the authors have presented source code | |
| 94 | +for examination online. | |
| 95 | + | |
| 96 | + | |
| 97 | + | |
| 98 | +Reviewer: 2 | |
| 99 | + | |
| 100 | +Comments to the Author | |
| 101 | +In the Manuscript, the Authors describe an optimization methodology for filter | |
| 102 | +design to be used in phase noise metrology. The methodology is general and can | |
| 103 | +be used for many aspects of the processing chain. In the Manuscript, the Authors | |
| 104 | +focus on filtering and shifting while the other aspects, in particular decimation, | |
| 105 | +will be considered in a future work. The optimization problem is modelled | |
| 106 | +theoretically and then solved by means of a commercial software. The solutions | |
| 107 | +are tested experimentally on the Redpitaya platform with synthetic and real | |
| 108 | +white noises. Two cases are considered as a function of the number of filters: | |
| 109 | +maximum rejection given a fixed amount of resources and minimum resource | |
| 110 | +utilization given a fixed amount of rejection. | |
| 111 | +The Authors find that filtering improves significantly when the number of | |
| 112 | +filters increases. | |
| 113 | +A lot of work has been done in generalizing and automating the procedure so | |
| 114 | +that different approaches can be investigated quickly and efficiently. The | |
| 115 | +results presented in the Manuscript seem to be just a case study based on | |
| 116 | +the particular criterion chosen by the Authors. Different criteria, in | |
| 117 | +general, could lead to different results and it is important to consider | |
| 118 | +carefully the criterion adopted by the Authors, in order to check if it | |
| 119 | +is adequate to compare the performance of filters and if multi-stage | |
| 120 | +filters are really superior than monolithic filters. | |
| 121 | +By observing the results presented in fig. 10-16, it is clear that the | |
| 122 | +performances of multi-stage filters are obtained at the expense of their | |
| 123 | +selectivity and, in this sense, the filters presented in these figures | |
| 124 | +are not equivalent. For example, in Fig. 14, at the limit of the pass band, | |
| 125 | +the attenuation is almost 15 dB for n = 5, while it is not noticeable for | |
| 126 | +n = 1. | |
| 127 | +The reason is in the criterion that considers the average attenuation in | |
| 128 | +the pass band. This criterion does not take into account the maximum attenuation | |
| 129 | +in this region, which is a very important parameter for specifying a filter | |
| 130 | +and for evaluating its performance. For example, with this criterion, a | |
| 131 | +filter with 0.1 dB of ripple is considered equivalent to a filter with | |
| 132 | +10 dB of ripple. This point has a strong impact in the optimization process | |
| 133 | +and in the results that are obtained and has to be reconsidered. | |
| 134 | +I strongly suggest to re-run the analysis with a criterion that takes also | |
| 135 | +into account the maximum allowed attenuation in pass band, for example by | |
| 136 | +fixing its value to a typical one, as it has been done for the transition | |
| 137 | +bandwidth. | |
| 138 | +In addition, I suggest to address the following points: | |
| 139 | +- Page 1, line 50: the Authors state that IIR have shorter impulse response | |
| 140 | +than FIR. This is not true in general. The sentence should be reconsidered. | |
| 141 | +- Fig. 4: the Author should motivate in the text why it has been chosen | |
| 142 | +this transition bandwidth and if it is a typical requirement for phase-noise | |
| 143 | +metrology. | |
| 144 | +- The impact of the coefficient resolution is discussed. What about the | |
| 145 | +resolution of the data stream? Is it fixed? If so, which value has been | |
| 146 | +used in the analysis? If not, how is it changed with respect to the | |
| 147 | +coefficient resolution? | |
| 148 | +- Page 3, line 47: the initial criterion can be omitted and, consequently, | |
| 149 | +Fig. 5 can be removed. | |
| 150 | +- Page 3, line 55: “maximum rejection” is not compatible with fig. 4. | |
| 151 | +It should be “minimum” | |
| 152 | +- Page e, line 55, second column: “takin” | |
| 153 | +- Page 3, line 58: “pessimistic” should be replaced with “conservative” | |
| 154 | +- Page 4, line 17: “meaning” --> “this means” | |
| 155 | +- Page 4, line 10: how $p$ is chosen? Which is the criterion used to choose | |
| 156 | +these particular configurations? Are they chosen automatically? | |
| 157 | +- Page 4, line 31: how does the delta function transform model from non-linear | |
| 158 | +and non-quadratic to a quadratic? | |
| 159 | +- Captions of figure and tables are too minimal. | |
| 160 | +- Figures can be grouped: fig. 10-12 can be grouped as three subplots (a, b, c) | |
| 161 | +of a single figure. Same for fig. 13-16. | |
| 162 | +- Please increase the number of averages for the spectrum. Currently the noise | |
| 163 | +of the curves is about 20 dBpk-pk and it doesn’t allow to appreciate the | |
| 164 | +differences among the curves. I suggest to reduce the noise below 1 dBpk-pk. | |
| 165 | + | |
| 166 | +In conclusion, my opinion is that the methodology presented in the Manuscript | |
| 167 | +deserve to be published, provided that the criterion is changed according | |
| 168 | +the indications mentioned above. | |
| 169 | +**************************************************** | |
| 170 | + | |
| 171 | +For information about the IEEE Ultrasonics, Ferroelectrics, and Frequency | |
| 172 | +Control Society, please visit the website: http://www.ieee-uffc.org. The | |
| 173 | +website of the Transactions on Ultrasonics, Ferroelectrics, and Frequency | |
| 174 | +Control is at: http://ieee-uffc.org/publications/transactions-on-uffc |