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ifcs2018_journal.tex
% fusionner max rejection a surface donnee v.s minimiser surface a rejection donnee 1 1 % fusionner max rejection a surface donnee v.s minimiser surface a rejection donnee
% demontrer comment la quantification rejette du bruit vers les hautes frequences => 6 dB de 2 2 % demontrer comment la quantification rejette du bruit vers les hautes frequences => 6 dB de
% rejection par bit et perte si moins de bits que rejection/6 3 3 % rejection par bit et perte si moins de bits que rejection/6
% developper programme lineaire en incluant le decalage de bits 4 4 % developper programme lineaire en incluant le decalage de bits
% insister que avant on etait synthetisable mais pas implementable, alors que maintenant on 5 5 % insister que avant on etait synthetisable mais pas implementable, alors que maintenant on
% implemente et on demontre que ca tourne 6 6 % implemente et on demontre que ca tourne
% gwen : pourquoi le FIR est desormais implementable et ne l'etait pas meme sur zedboard->new FIR ? 7 7 % gwen : pourquoi le FIR est desormais implementable et ne l'etait pas meme sur zedboard->new FIR ?
% Gwen : peut-on faire un vrai banc de bruit de phase avec ce FIR, ie ajouter ADC, NCO et mixer 8 8 % Gwen : peut-on faire un vrai banc de bruit de phase avec ce FIR, ie ajouter ADC, NCO et mixer
% (zedboard ou redpit) 9 9 % (zedboard ou redpit)
10 10
% label schema : verifier que "argumenter de la cascade de FIR" est fait 11 11 % label schema : verifier que "argumenter de la cascade de FIR" est fait
12 12
\documentclass[a4paper,journal]{IEEEtran/IEEEtran} 13 13 \documentclass[a4paper,journal]{IEEEtran/IEEEtran}
\usepackage{graphicx,color,hyperref} 14 14 \usepackage{graphicx,color,hyperref}
\usepackage{amsfonts} 15 15 \usepackage{amsfonts}
\usepackage{amsthm} 16 16 \usepackage{amsthm}
\usepackage{amssymb} 17 17 \usepackage{amssymb}
\usepackage{amsmath} 18 18 \usepackage{amsmath}
\usepackage{algorithm2e} 19 19 \usepackage{algorithm2e}
\usepackage{url,balance} 20 20 \usepackage{url,balance}
\usepackage[normalem]{ulem} 21 21 \usepackage[normalem]{ulem}
\usepackage{tikz} 22 22 \usepackage{tikz}
\usetikzlibrary{positioning,fit} 23 23 \usetikzlibrary{positioning,fit}
\usepackage{multirow} 24 24 \usepackage{multirow}
\usepackage{scalefnt} 25 25 \usepackage{scalefnt}
\usepackage{caption} 26 26 \usepackage{caption}
\usepackage{subcaption} 27 27 \usepackage{subcaption}
28 28
% correct bad hyphenation here 29 29 % correct bad hyphenation here
\hyphenation{op-tical net-works semi-conduc-tor} 30 30 \hyphenation{op-tical net-works semi-conduc-tor}
\textheight=26cm 31 31 \textheight=26cm
\setlength{\footskip}{30pt} 32 32 \setlength{\footskip}{30pt}
\pagenumbering{gobble} 33 33 \pagenumbering{gobble}
\begin{document} 34 34 \begin{document}
\title{Filter optimization for real time digital processing of radiofrequency signals: application 35 35 \title{Filter optimization for real time digital processing of radiofrequency signals: application
to oscillator metrology} 36 36 to oscillator metrology}
37 37
\author{\IEEEauthorblockN{A. Hugeat\IEEEauthorrefmark{1}\IEEEauthorrefmark{2}, J. Bernard\IEEEauthorrefmark{2}, 38 38 \author{\IEEEauthorblockN{A. Hugeat\IEEEauthorrefmark{1}\IEEEauthorrefmark{2}, J. Bernard\IEEEauthorrefmark{2},
G. Goavec-M\'erou\IEEEauthorrefmark{1}, 39 39 G. Goavec-M\'erou\IEEEauthorrefmark{1},
P.-Y. Bourgeois\IEEEauthorrefmark{1}, J.-M. Friedt\IEEEauthorrefmark{1}}\\ 40 40 P.-Y. Bourgeois\IEEEauthorrefmark{1}, J.-M. Friedt\IEEEauthorrefmark{1}}\\
\IEEEauthorblockA{\IEEEauthorrefmark{1}FEMTO-ST, Time \& Frequency department, Besan\c con, France }\\ 41 41 \IEEEauthorblockA{\IEEEauthorrefmark{1}FEMTO-ST, Time \& Frequency department, Besan\c con, France }\\
\IEEEauthorblockA{\IEEEauthorrefmark{2}FEMTO-ST, Computer Science department DISC, Besan\c con, France \\ 42 42 \IEEEauthorblockA{\IEEEauthorrefmark{2}FEMTO-ST, Computer Science department DISC, Besan\c con, France \\
Email: \{pyb2,jmfriedt\}@femto-st.fr} 43 43 Email: \{pyb2,jmfriedt\}@femto-st.fr}
} 44 44 }
\maketitle 45 45 \maketitle
\thispagestyle{plain} 46 46 \thispagestyle{plain}
\pagestyle{plain} 47 47 \pagestyle{plain}
\newtheorem{definition}{Definition} 48 48 \newtheorem{definition}{Definition}
49 49
\begin{abstract} 50 50 \begin{abstract}
Software Defined Radio (SDR) provides stability, flexibility and reconfigurability to 51 51 Software Defined Radio (SDR) provides stability, flexibility and reconfigurability to
radiofrequency signal processing. Applied to oscillator characterization in the context 52 52 radiofrequency signal processing. Applied to oscillator characterization in the context
of ultrastable clocks, stringent filtering requirements are defined by spurious signal or 53 53 of ultrastable clocks, stringent filtering requirements are defined by spurious signal or
noise rejection needs. Since real time radiofrequency processing must be performed in a 54 54 noise rejection needs. Since real time radiofrequency processing must be performed in a
Field Programmable Array to meet timing constraints, we investigate optimization strategies 55 55 Field Programmable Array to meet timing constraints, we investigate optimization strategies
to design filters meeting rejection characteristics while limiting the hardware resources 56 56 to design filters meeting rejection characteristics while limiting the hardware resources
required and keeping timing constraints within the targeted measurement bandwidths. The 57 57 required and keeping timing constraints within the targeted measurement bandwidths. The
presented technique is applicable to scheduling any sequence of processing blocks characterized 58 58 presented technique is applicable to scheduling any sequence of processing blocks characterized
by a throughput, resource occupation and performance tabulated as a function of configuration 59 59 by a throughput, resource occupation and performance tabulated as a function of configuration
characateristics, as is the case for filters with their coefficients and resolution yielding 60 60 characateristics, as is the case for filters with their coefficients and resolution yielding
rejection and number of multipliers. 61 61 rejection and number of multipliers.
\end{abstract} 62 62 \end{abstract}
63 63
\begin{IEEEkeywords} 64 64 \begin{IEEEkeywords}
Software Defined Radio, Mixed-Integer Linear Programming, Finite Impulse Response filter 65 65 Software Defined Radio, Mixed-Integer Linear Programming, Finite Impulse Response filter
\end{IEEEkeywords} 66 66 \end{IEEEkeywords}
67 67
\section{Digital signal processing of ultrastable clock signals} 68 68 \section{Digital signal processing of ultrastable clock signals}
69 69
Analog oscillator phase noise characteristics are classically performed by downconverting 70 70 Analog oscillator phase noise characteristics are classically performed by downconverting
the radiofrequency signal using a saturated mixer to bring the radiofrequency signal to baseband, 71 71 the radiofrequency signal using a saturated mixer to bring the radiofrequency signal to baseband,
followed by a Fourier analysis of the beat signal to analyze phase fluctuations close to carrier. In 72 72 followed by a Fourier analysis of the beat signal to analyze phase fluctuations close to carrier. In
a fully digital approach, the radiofrequency signal is digitized and numerically downconverted by 73 73 a fully digital approach, the radiofrequency signal is digitized and numerically downconverted by
multiplying the samples with a local numerically controlled oscillator (Fig. \ref{schema}) \cite{rsi}. 74 74 multiplying the samples with a local numerically controlled oscillator (Fig. \ref{schema}) \cite{rsi}.
75 75
\begin{figure}[h!tb] 76 76 \begin{figure}[h!tb]
\begin{center} 77 77 \begin{center}
\includegraphics[width=.8\linewidth]{images/schema} 78 78 \includegraphics[width=.8\linewidth]{images/schema}
\end{center} 79 79 \end{center}
\caption{Fully digital oscillator phase noise characterization: the Device Under Test 80 80 \caption{Fully digital oscillator phase noise characterization: the Device Under Test
(DUT) signal is sampled by the radiofrequency grade Analog to Digital Converter (ADC) and 81 81 (DUT) signal is sampled by the radiofrequency grade Analog to Digital Converter (ADC) and
downconverted by mixing with a Numerically Controlled Oscillator (NCO). Unwanted signals 82 82 downconverted by mixing with a Numerically Controlled Oscillator (NCO). Unwanted signals
and noise aliases are rejected by a Low Pass Filter (LPF) implemented as a cascade of Finite 83 83 and noise aliases are rejected by a Low Pass Filter (LPF) implemented as a cascade of Finite
Impulse Response (FIR) filters. The signal is then decimated before a Fourier analysis displays 84 84 Impulse Response (FIR) filters. The signal is then decimated before a Fourier analysis displays
the spectral characteristics of the phase fluctuations.} 85 85 the spectral characteristics of the phase fluctuations.}
\label{schema} 86 86 \label{schema}
\end{figure} 87 87 \end{figure}
88 88
As with the analog mixer, 89 89 As with the analog mixer,
the non-linear behavior of the downconverter introduces noise or spurious signal aliasing as 90 90 the non-linear behavior of the downconverter introduces noise or spurious signal aliasing as
well as the generation of the frequency sum signal in addition to the frequency difference. 91 91 well as the generation of the frequency sum signal in addition to the frequency difference.
These unwanted spectral characteristics must be rejected before decimating the data stream 92 92 These unwanted spectral characteristics must be rejected before decimating the data stream
for the phase noise spectral characterization \cite{andrich2018high}. The characteristics introduced between the 93 93 for the phase noise spectral characterization \cite{andrich2018high}. The characteristics introduced between the
downconverter 94 94 downconverter
and the decimation processing blocks are core characteristics of an oscillator characterization 95 95 and the decimation processing blocks are core characteristics of an oscillator characterization
system, and must reject out-of-band signals below the targeted phase noise -- typically in the 96 96 system, and must reject out-of-band signals below the targeted phase noise -- typically in the
sub -170~dBc/Hz for ultrastable oscillator we aim at characterizing. The filter blocks will 97 97 sub -170~dBc/Hz for ultrastable oscillator we aim at characterizing. The filter blocks will
use most resources of the Field Programmable Gate Array (FPGA) used to process the radiofrequency 98 98 use most resources of the Field Programmable Gate Array (FPGA) used to process the radiofrequency
datastream: optimizing the performance of the filter while reducing the needed resources is 99 99 datastream: optimizing the performance of the filter while reducing the needed resources is
hence tackled in a systematic approach using optimization techniques. Most significantly, we 100 100 hence tackled in a systematic approach using optimization techniques. Most significantly, we
tackle the issue by attempting to cascade multiple Finite Impulse Response (FIR) filters with 101 101 tackle the issue by attempting to cascade multiple Finite Impulse Response (FIR) filters with
tunable number of coefficients and tunable number of bits representing the coefficients and the 102 102 tunable number of coefficients and tunable number of bits representing the coefficients and the
data being processed. 103 103 data being processed.
104 104
\section{Finite impulse response filter} 105 105 \section{Finite impulse response filter}
106 106
We select FIR filters for their unconditional stability and ease of design. A FIR filter is defined 107 107 We select FIR filters for their unconditional stability and ease of design. A FIR filter is defined
by a set of weights $b_k$ applied to the inputs $x_k$ through a convolution to generate the 108 108 by a set of weights $b_k$ applied to the inputs $x_k$ through a convolution to generate the
outputs $y_k$ 109 109 outputs $y_k$
\begin{align} 110 110 \begin{align}
y_n=\sum_{k=0}^N b_k x_{n-k} 111 111 y_n=\sum_{k=0}^N b_k x_{n-k}
\label{eq:fir_equation} 112 112 \label{eq:fir_equation}
\end{align} 113 113 \end{align}
114 114
As opposed to an implementation on a general purpose processor in which word size is defined by the 115 115 As opposed to an implementation on a general purpose processor in which word size is defined by the
processor architecture, implementing such a filter on an FPGA offers more degrees of freedom since 116 116 processor architecture, implementing such a filter on an FPGA offers more degrees of freedom since
not only the coefficient values and number of taps must be defined, but also the number of bits 117 117 not only the coefficient values and number of taps must be defined, but also the number of bits
defining the coefficients and the sample size. For this reason, and because we consider pipeline 118 118 defining the coefficients and the sample size. For this reason, and because we consider pipeline
processing (as opposed to First-In, First-Out FIFO memory batch processing) of radiofrequency 119 119 processing (as opposed to First-In, First-Out FIFO memory batch processing) of radiofrequency
signals, High Level Synthesis (HLS) languages \cite{kasbah2008multigrid} are not considered but 120 120 signals, High Level Synthesis (HLS) languages \cite{kasbah2008multigrid} are not considered but
the problem is tackled at the Very-high-speed-integrated-circuit Hardware Description Language 121 121 the problem is tackled at the Very-high-speed-integrated-circuit Hardware Description Language
(VHDL) level. 122 122 (VHDL) level.
Since latency is not an issue in a openloop phase noise characterization instrument, 123 123 Since latency is not an issue in a openloop phase noise characterization instrument,
the large 124 124 the large
numbre of taps in the FIR, as opposed to the shorter Infinite Impulse Response (IIR) filter, 125 125 numbre of taps in the FIR, as opposed to the shorter Infinite Impulse Response (IIR) filter,
is not considered as an issue as would be in a closed loop system. 126 126 is not considered as an issue as would be in a closed loop system.
127 127
The coefficients are classically expressed as floating point values. However, this binary 128 128 The coefficients are classically expressed as floating point values. However, this binary
number representation is not efficient for fast arithmetic computation by an FPGA. Instead, 129 129 number representation is not efficient for fast arithmetic computation by an FPGA. Instead,
we select to quantify these floating point values into integer values. This quantization 130 130 we select to quantify these floating point values into integer values. This quantization
will result in some precision loss. 131 131 will result in some precision loss.
132 132
\begin{figure}[h!tb] 133 133 \begin{figure}[h!tb]
\includegraphics[width=\linewidth]{images/zero_values} 134 134 \includegraphics[width=\linewidth]{images/zero_values}
\caption{Impact of the quantization resolution of the coefficients: the quantization is 135 135 \caption{Impact of the quantization resolution of the coefficients: the quantization is
set to 6~bits -- with the horizontal black lines indicating $\pm$1 least significant bit -- setting 136 136 set to 6~bits -- with the horizontal black lines indicating $\pm$1 least significant bit -- setting
the 30~first and 30~last coefficients out of the initial 128~band-pass 137 137 the 30~first and 30~last coefficients out of the initial 128~band-pass
filter coefficients to 0 (red dots).} 138 138 filter coefficients to 0 (red dots).}
\label{float_vs_int} 139 139 \label{float_vs_int}
\end{figure} 140 140 \end{figure}
141 141
The tradeoff between quantization resolution and number of coefficients when considering 142 142 The tradeoff between quantization resolution and number of coefficients when considering
integer operations is not trivial. As an illustration of the issue related to the 143 143 integer operations is not trivial. As an illustration of the issue related to the
relation between number of fiter taps and quantization, Fig. \ref{float_vs_int} exhibits 144 144 relation between number of fiter taps and quantization, Fig. \ref{float_vs_int} exhibits
a 128-coefficient FIR bandpass filter designed using floating point numbers (blue). Upon 145 145 a 128-coefficient FIR bandpass filter designed using floating point numbers (blue). Upon
quantization on 6~bit integers, 60 of the 128~coefficients in the beginning and end of the 146 146 quantization on 6~bit integers, 60 of the 128~coefficients in the beginning and end of the
taps become null, making the large number of coefficients irrelevant: processing 147 147 taps become null, making the large number of coefficients irrelevant: processing
resources 148 148 resources
are hence saved by shrinking the filter length. This tradeoff aimed at minimizing resources 149 149 are hence saved by shrinking the filter length. This tradeoff aimed at minimizing resources
to reach a given rejection level, or maximizing out of band rejection for a given computational 150 150 to reach a given rejection level, or maximizing out of band rejection for a given computational
resource, will drive the investigation on cascading filters designed with varying tap resolution 151 151 resource, will drive the investigation on cascading filters designed with varying tap resolution
and tap length, as will be shown in the next section. Indeed, our development strategy closely 152 152 and tap length, as will be shown in the next section. Indeed, our development strategy closely
follows the skeleton approach \cite{crookes1998environment, crookes2000design, benkrid2002towards} 153 153 follows the skeleton approach \cite{crookes1998environment, crookes2000design, benkrid2002towards}
in which basic blocks are defined and characterized before being assembled \cite{hide} 154 154 in which basic blocks are defined and characterized before being assembled \cite{hide}
in a complete processing chain. In our case, assembling the filter blocks is a simpler block 155 155 in a complete processing chain. In our case, assembling the filter blocks is a simpler block
combination process since we assume a single value to be processed and a single value to be 156 156 combination process since we assume a single value to be processed and a single value to be
generated at each clock cycle. The FIR filters will not be considered to decimate in the 157 157 generated at each clock cycle. The FIR filters will not be considered to decimate in the
current implementation: the decimation is assumed to be located after the FIR cascade at the 158 158 current implementation: the decimation is assumed to be located after the FIR cascade at the
moment. 159 159 moment.
160 160
\section{Methodology description} 161 161 \section{Methodology description}
162 162
Our objective is to develop a new methodology applicable to any Digital Signal Processing (DSP) 163 163 Our objective is to develop a new methodology applicable to any Digital Signal Processing (DSP)
chain obtained by assembling basic processing blocks, with hardware and manufacturer independence. 164 164 chain obtained by assembling basic processing blocks, with hardware and manufacturer independence.
Achieving such a target requires defining an abstract model to represent some basic properties 165 165 Achieving such a target requires defining an abstract model to represent some basic properties
of DSP blocks such as performance (i.e. rejection or ripples in the bandpass for filters) and 166 166 of DSP blocks such as performance (i.e. rejection or ripples in the bandpass for filters) and
resource occupation. These abstract properties, not necessarily related to the detailed hardware 167 167 resource occupation. These abstract properties, not necessarily related to the detailed hardware
implementation of a given platform, will feed a scheduler solver aimed at assembling the optimum 168 168 implementation of a given platform, will feed a scheduler solver aimed at assembling the optimum
target, whether in terms of maximizing performance for a given arbitrary resource occupation, or 169 169 target, whether in terms of maximizing performance for a given arbitrary resource occupation, or
minimizing resource occupation for a given performance. In our approach, the solution of the 170 170 minimizing resource occupation for a given performance. In our approach, the solution of the
solver is then synthesized using the dedicated tool provided by each platform manufacturer 171 171 solver is then synthesized using the dedicated tool provided by each platform manufacturer
to assess the validity of our abstract resource occupation indicator, and the result of running 172 172 to assess the validity of our abstract resource occupation indicator, and the result of running
the DSP chain on the FPGA allows for assessing the performance of the scheduler. We emphasize 173 173 the DSP chain on the FPGA allows for assessing the performance of the scheduler. We emphasize
that all solutions found by the solver are synthesized and executed on hardware at the end 174 174 that all solutions found by the solver are synthesized and executed on hardware at the end
of the analysis. 175 175 of the analysis.
176 176
In this demonstration, we focus on only two operations: filtering and shifting the number of 177 177 In this demonstration, we focus on only two operations: filtering and shifting the number of
bits needed to represent the data along the processing chain. 178 178 bits needed to represent the data along the processing chain.
We have chosen these basic operations because shifting and the filtering have already been studied 179 179 We have chosen these basic operations because shifting and the filtering have already been studied
in the literature \cite{lim_1996, lim_1988, young_1992, smith_1998} providing a framework for 180 180 in the literature \cite{lim_1996, lim_1988, young_1992, smith_1998} providing a framework for
assessing our results. Furthermore, filtering is a core step in any radiofrequency frontend 181 181 assessing our results. Furthermore, filtering is a core step in any radiofrequency frontend
requiring pipelined processing at full bandwidth for the earliest steps, including for 182 182 requiring pipelined processing at full bandwidth for the earliest steps, including for
time and frequency transfer or characterization \cite{carolina1,carolina2,rsi}. 183 183 time and frequency transfer or characterization \cite{carolina1,carolina2,rsi}.
184 184
Addressing only two operations allows for demonstrating the methodology but should not be 185 185 Addressing only two operations allows for demonstrating the methodology but should not be
considered as a limitation of the framework which can be extended to assembling any number 186 186 considered as a limitation of the framework which can be extended to assembling any number
of skeleton blocks as long as performance and resource occupation can be determined. 187 187 of skeleton blocks as long as performance and resource occupation can be determined.
Hence, 188 188 Hence,
in this paper we will apply our methodology on simple DSP chains: a white noise input signal 189 189 in this paper we will apply our methodology on simple DSP chains: a white noise input signal
is generated using a Pseudo-Random Number (PRN) generator or by sampling a wideband (125~MS/s) 190 190 is generated using a Pseudo-Random Number (PRN) generator or by sampling a wideband (125~MS/s)
14-bit Analog to Digital Converter (ADC) loaded by a 50~$\Omega$ resistor. Once samples have been 191 191 14-bit Analog to Digital Converter (ADC) loaded by a 50~$\Omega$ resistor. Once samples have been
digitized at a rate of 125~MS/s, filtering is applied to qualify the processing block performance -- 192 192 digitized at a rate of 125~MS/s, filtering is applied to qualify the processing block performance --
practically meeting the radiofrequency frontend requirement of noise and bandwidth reduction 193 193 practically meeting the radiofrequency frontend requirement of noise and bandwidth reduction
by filtering and decimating. Finally, bursts of filtered samples are stored for post-processing, 194 194 by filtering and decimating. Finally, bursts of filtered samples are stored for post-processing,
allowing to assess either filter rejection for a given resource usage, or validating the rejection 195 195 allowing to assess either filter rejection for a given resource usage, or validating the rejection
when implementing a solution minimizing resource occupation. 196 196 when implementing a solution minimizing resource occupation.
197 197
The first step of our approach is to model the DSP chain. Since we aim at only optimizing 198 198 The first step of our approach is to model the DSP chain. Since we aim at only optimizing
the filtering part of the signal processing chain, we have not included the PRN generator or the 199
ADC in the model: the input data size and rate are considered fixed and defined by the hardware. 200 199 the filtering part of the signal processing chain, we have not included the PRN generator or the
The filtering can be done in two ways, either by considering a single monolithic FIR filter 201 200 ADC in the model: the input data size and rate are considered fixed and defined by the hardware.
requiring many coefficients to reach the targeted noise rejection ratio, or by 202 201 The filtering can be done in two ways, either by considering a single monolithic FIR filter
cascading multiple FIR filters, each with fewer coefficients than found in the monolithic filter. 203 202 requiring many coefficients to reach the targeted noise rejection ratio, or by
204 203 cascading multiple FIR filters, each with fewer coefficients than found in the monolithic filter.
After each filter we leave the possibility of shifting the filtered data to consume 205 204
less resources. Hence in the case of cascaded filter, we define a stage as a filter 206 205 After each filter we leave the possibility of shifting the filtered data to consume
and a shifter (the shift could be omitted if we do not need to divide the filtered data). 207 206 less resources. Hence in the case of cascaded filter, we define a stage as a filter
208 207 and a shifter (the shift could be omitted if we do not need to divide the filtered data).
\subsection{Model of a FIR filter} 209 208
210 209 \subsection{Model of a FIR filter}
A cascade of filters is composed of $n$ FIR stages. In stage $i$ ($1 \leq i \leq n$) 211 210
the FIR has $C_i$ coefficients and each coefficient is an integer value with $\pi^C_i$ 212 211 A cascade of filters is composed of $n$ FIR stages. In stage $i$ ($1 \leq i \leq n$)
bits while the filtered data are shifted by $\pi^S_i$ bits. We define also $\pi^-_i$ as 213 212 the FIR has $C_i$ coefficients and each coefficient is an integer value with $\pi^C_i$
the size of input data and $\pi^+_i$ as the size of output data. The figure~\ref{fig:fir_stage} 214 213 bits while the filtered data are shifted by $\pi^S_i$ bits. We define also $\pi^-_i$ as
shows a filtering stage. 215 214 the size of input data and $\pi^+_i$ as the size of output data. The figure~\ref{fig:fir_stage}
216 215 shows a filtering stage.
\begin{figure} 217 216
\centering 218 217 \begin{figure}
\begin{tikzpicture}[node distance=2cm] 219 218 \centering
\node[draw,minimum size=1.3cm] (FIR) { $C_i, \pi_i^C$ } ; 220 219 \begin{tikzpicture}[node distance=2cm]
\node[draw,minimum size=1.3cm] (Shift) [right of=FIR, ] { $\pi_i^S$ } ; 221 220 \node[draw,minimum size=1.3cm] (FIR) { $C_i, \pi_i^C$ } ;
\node (Start) [left of=FIR] { } ; 222 221 \node[draw,minimum size=1.3cm] (Shift) [right of=FIR, ] { $\pi_i^S$ } ;
\node (End) [right of=Shift] { } ; 223 222 \node (Start) [left of=FIR] { } ;
224 223 \node (End) [right of=Shift] { } ;
\node[draw,fit=(FIR) (Shift)] (Filter) { } ; 225 224
226 225 \node[draw,fit=(FIR) (Shift)] (Filter) { } ;
\draw[->] (Start) edge node [above] { $\pi_i^-$ } (FIR) ; 227 226
\draw[->] (FIR) -- (Shift) ; 228 227 \draw[->] (Start) edge node [above] { $\pi_i^-$ } (FIR) ;
\draw[->] (Shift) edge node [above] { $\pi_i^+$ } (End) ; 229 228 \draw[->] (FIR) -- (Shift) ;
\end{tikzpicture} 230 229 \draw[->] (Shift) edge node [above] { $\pi_i^+$ } (End) ;
\caption{A single filter is composed of a FIR (on the left) and a Shifter (on the right)} 231 230 \end{tikzpicture}
\label{fig:fir_stage} 232 231 \caption{A single filter is composed of a FIR (on the left) and a Shifter (on the right)}
\end{figure} 233 232 \label{fig:fir_stage}
234 233 \end{figure}
FIR $i$ has been characterized through numerical simulation as able to reject $F(C_i, \pi_i^C)$ dB. 235 234
This rejection has been computed using GNU Octave software FIR coefficient design functions 236 235 FIR $i$ has been characterized through numerical simulation as able to reject $F(C_i, \pi_i^C)$ dB.
(\texttt{firls} and \texttt{fir1}). 237 236 This rejection has been computed using GNU Octave software FIR coefficient design functions
For each configuration $(C_i, \pi_i^C)$, we first create a FIR with floating point coefficients and a given $C_i$ number of coefficients. 238 237 (\texttt{firls} and \texttt{fir1}).
Then, the floating point coefficients are discretized into integers. In order to ensure that the coefficients are coded on $\pi_i^C$~bits effectively, 239 238 For each configuration $(C_i, \pi_i^C)$, we first create a FIR with floating point coefficients and a given $C_i$ number of coefficients.
the coefficients are normalized by their absolute maximum before being scaled to integer coefficients. 240 239 Then, the floating point coefficients are discretized into integers. In order to ensure that the coefficients are coded on $\pi_i^C$~bits effectively,
At least one coefficient is coded on $\pi_i^C$~bits, and in practice only $b_{C_i/2}$ is coded on $\pi_i^C$~bits while the others are coded on much fewer bits. 241 240 the coefficients are normalized by their absolute maximum before being scaled to integer coefficients.
242 241 At least one coefficient is coded on $\pi_i^C$~bits, and in practice only $b_{C_i/2}$ is coded on $\pi_i^C$~bits while the others are coded on much fewer bits.
With these coefficients, the \texttt{freqz} function is used to estimate the magnitude of the filter 243 242
transfer function. 244 243 With these coefficients, the \texttt{freqz} function is used to estimate the magnitude of the filter
Comparing the performance between FIRs requires however defining a unique criterion. As shown in figure~\ref{fig:fir_mag}, 245 244 transfer function.
the FIR magnitude exhibits two parts: we focus here on the transitions width and the rejection rather than on the 246 245 Comparing the performance between FIRs requires however defining a unique criterion. As shown in figure~\ref{fig:fir_mag},
bandpass ripples as emphasized in \cite{lim_1988,lim_1996}. Throughout this demonstration, 247 246 the FIR magnitude exhibits two parts: we focus here on the transitions width and the rejection rather than on the
we arbitrarily set a bandpass of 40\% of the Nyquist frequency and a bandstop from 60\% 248 247 bandpass ripples as emphasized in \cite{lim_1988,lim_1996}. Throughout this demonstration,
of the Nyquist frequency to the end of the band, as would be typically selected to prevent 249 248 we arbitrarily set a bandpass of 40\% of the Nyquist frequency and a bandstop from 60\%
aliasing before decimating the dataflow by 2. The method is however generalized to any filter 250 249 of the Nyquist frequency to the end of the band, as would be typically selected to prevent
shape as long as it is defined from the initial modeling steps: Fig. \ref{fig:rejection_pyramid} 251 250 aliasing before decimating the dataflow by 2. The method is however generalized to any filter
as described below is indeed unique for each filter shape. 252 251 shape as long as it is defined from the initial modeling steps: Fig. \ref{fig:rejection_pyramid}
253 252 as described below is indeed unique for each filter shape.
\begin{figure} 254 253
\begin{center} 255 254 \begin{figure}
\scalebox{0.8}{ 256 255 \begin{center}
\centering 257 256 \scalebox{0.8}{
\begin{tikzpicture}[scale=0.3] 258 257 \centering
\draw[<->] (0,15) -- (0,0) -- (21,0) ; 259 258 \begin{tikzpicture}[scale=0.3]
\draw[thick] (0,12) -- (8,12) -- (20,0) ; 260 259 \draw[<->] (0,15) -- (0,0) -- (21,0) ;
261 260 \draw[thick] (0,12) -- (8,12) -- (20,0) ;
\draw (0,14) node [left] { $P$ } ; 262 261
\draw (20,0) node [below] { $f$ } ; 263 262 \draw (0,14) node [left] { $P$ } ;
264 263 \draw (20,0) node [below] { $f$ } ;
\draw[>=latex,<->] (0,14) -- (8,14) ; 265 264
\draw (4,14) node [above] { passband } node [below] { $40\%$ } ; 266 265 \draw[>=latex,<->] (0,14) -- (8,14) ;
267 266 \draw (4,14) node [above] { passband } node [below] { $40\%$ } ;
\draw[>=latex,<->] (8,14) -- (12,14) ; 268 267
\draw (10,14) node [above] { transition } node [below] { $20\%$ } ; 269 268 \draw[>=latex,<->] (8,14) -- (12,14) ;
270 269 \draw (10,14) node [above] { transition } node [below] { $20\%$ } ;
\draw[>=latex,<->] (12,14) -- (20,14) ; 271 270
\draw (16,14) node [above] { stopband } node [below] { $40\%$ } ; 272 271 \draw[>=latex,<->] (12,14) -- (20,14) ;
273 272 \draw (16,14) node [above] { stopband } node [below] { $40\%$ } ;
\draw[>=latex,<->] (16,12) -- (16,8) ; 274 273
\draw (16,10) node [right] { rejection } ; 275 274 \draw[>=latex,<->] (16,12) -- (16,8) ;
276 275 \draw (16,10) node [right] { rejection } ;
\draw[dashed] (8,-1) -- (8,14) ; 277 276
\draw[dashed] (12,-1) -- (12,14) ; 278 277 \draw[dashed] (8,-1) -- (8,14) ;
279 278 \draw[dashed] (12,-1) -- (12,14) ;
\draw[dashed] (8,12) -- (16,12) ; 280 279
\draw[dashed] (12,8) -- (16,8) ; 281 280 \draw[dashed] (8,12) -- (16,12) ;
282 281 \draw[dashed] (12,8) -- (16,8) ;
\end{tikzpicture} 283 282
} 284 283 \end{tikzpicture}
\end{center} 285 284 }
\caption{Shape of the filter transmitted power $P$ as a function of frequency $f$: 286 285 \end{center}
the passband is considered to occupy the initial 40\% of the Nyquist frequency range, 287 286 \caption{Shape of the filter transmitted power $P$ as a function of frequency $f$:
the stopband the last 40\%, allowing 20\% transition width.} 288 287 the passband is considered to occupy the initial 40\% of the Nyquist frequency range,
\label{fig:fir_mag} 289 288 the stopband the last 40\%, allowing 20\% transition width.}
\end{figure} 290 289 \label{fig:fir_mag}
291 290 \end{figure}
In the transition band, the behavior of the filter is left free, we only define the passband and the stopband characteristics. 292 291
% r2.7 293 292 In the transition band, the behavior of the filter is left free, we only define the passband and the stopband characteristics.
Initial considered criteria include the mean value of the stopband rejection which yields unacceptable results since notches 294 293 % r2.7
overestimate the rejection capability of the filter. 295 294 Initial considered criteria include the mean value of the stopband rejection which yields unacceptable results since notches
% Furthermore, the losses within 296 295 overestimate the rejection capability of the filter.
% the passband are not considered and might be excessive for excessively wide transitions widths introduced for filters with few coefficients. 297 296 % Furthermore, the losses within
{\color{red} In intermediate criterion considered the minimal rejection within the stopband, to which the sum of the absolute values 298 297 % the passband are not considered and might be excessive for excessively wide transitions widths introduced for filters with few coefficients.
within the passband is subtracted to avoid filters with excessive ripples, normalized to the 299 298 {\color{red} In intermediate criterion considered the minimal rejection within the stopband, to which the sum of the absolute values
bin width to remain consistent with the passband criterion (dBc/Hz units in all cases). 300
In this case, when we cascaded too filters with a excessive deviation in passband ($>$ 1~dB), 301
the final deviation in passband may be too considerable ($>$ 10~dB). Hence our final 302 299 within the passband is subtracted to avoid filters with excessive ripples, normalized to the
criterion always take the minimal rejection in stopband but we substract the maximal 303 300 bin width to remain consistent with the passband criterion (dBc/Hz units in all cases).
301 In this case, when we cascaded too filters with a excessive deviation in passband ($>$ 1~dB),
302 the final deviation in passband may be too considerable ($>$ 10~dB). Hence our final
303 criterion always take the minimal rejection in stopband but we substract the maximal
304 amplitude in passband (maximum value minus the minimum value). If this amplitude is
305 greater than 1~dB, we discard the filter.}
306 % Our final criterion to compute the filter rejection considers
307 % % r2.8 et r2.2 r2.3
308 % the minimal rejection within the stopband, to which the sum of the absolute values
309 % within the passband is subtracted to avoid filters with excessive ripples, normalized to the
310 % bin width to remain consistent with the passband criterion (dBc/Hz units in all cases).
311 With this
amplitude in passband (maximum value minus the minimum value). If this amplitude is 304 312 criterion, we meet the expected rejection capability of low pass filters as shown in figure~\ref{fig:custom_criterion}.
313 {\color{red} The best filter has a correct rejection estimation and the worst filter
314 is discarded.} % AH 20191609: Utile ?
greater than 1~dB, we discard the filter.} 305 315
% Our final criterion to compute the filter rejection considers 306 316 % \begin{figure}
% % r2.8 et r2.2 r2.3 307 317 % \centering
% the minimal rejection within the stopband, to which the sum of the absolute values 308 318 % \includegraphics[width=\linewidth]{images/colored_mean_criterion}
% within the passband is subtracted to avoid filters with excessive ripples, normalized to the 309 319 % \caption{Mean stopband rejection criterion comparison between monolithic filter and cascaded filters}
% bin width to remain consistent with the passband criterion (dBc/Hz units in all cases). 310 320 % \label{fig:mean_criterion}
With this 311 321 % \end{figure}
criterion, we meet the expected rejection capability of low pass filters as shown in figure~\ref{fig:custom_criterion}. 312 322
{\color{red} The best filter has a correct rejection estimation and the worst filter 313 323 \begin{figure}
is discarded.} % AH 20191609: Utile ? 314 324 \centering
315 325 \includegraphics[width=\linewidth]{images/custom_criterion}
% \begin{figure} 316 326 \caption{\color{red}Custom criterion (maximum rejection in the stopband minus the maximal
% \centering 317 327 amplitude in passband (if $>$ 1~dB the filter is discarded) rejection normalized to the bandwidth)
% \includegraphics[width=\linewidth]{images/colored_mean_criterion} 318 328 comparison between monolithic filter and cascaded filters}
% \caption{Mean stopband rejection criterion comparison between monolithic filter and cascaded filters} 319 329 \label{fig:custom_criterion}
% \label{fig:mean_criterion} 320 330 \end{figure}
% \end{figure} 321 331
322 332 Thanks to the latter criterion which will be used in the remainder of this paper, we are able to automatically generate multiple FIR taps
\begin{figure} 323 333 and estimate their rejection. Figure~\ref{fig:rejection_pyramid} exhibits the
\centering 324 334 rejection as a function of the number of coefficients and the number of bits representing these coefficients.
\includegraphics[width=\linewidth]{images/custom_criterion} 325 335 The curve shaped as a pyramid exhibits optimum configurations sets at the vertex where both edges meet.
\caption{\color{red}Custom criterion (maximum rejection in the stopband minus the maximal 326 336 Indeed for a given number of coefficients, increasing the number of bits over the edge will not improve the rejection.
amplitude in passband (if $>$ 1~dB the filter is discarded) rejection normalized to the bandwidth) 327 337 Conversely when setting the a given number of bits, increasing the number of coefficients will not improve
comparison between monolithic filter and cascaded filters} 328 338 the rejection. Hence the best coefficient set are on the vertex of the pyramid.
\label{fig:custom_criterion} 329 339
\end{figure} 330 340 \begin{figure}
331 341 \centering
Thanks to the latter criterion which will be used in the remainder of this paper, we are able to automatically generate multiple FIR taps 332 342 \includegraphics[width=\linewidth]{images/rejection_pyramid}
and estimate their rejection. Figure~\ref{fig:rejection_pyramid} exhibits the 333 343 \caption{\color{red}Filter rejection as a function of number of coefficients and number of bits
rejection as a function of the number of coefficients and the number of bits representing these coefficients. 334 344 : this lookup table will be used to identify which filter parameters -- number of bits
The curve shaped as a pyramid exhibits optimum configurations sets at the vertex where both edges meet. 335 345 representing coefficients and number of coefficients -- best match the targeted transfer function.}
Indeed for a given number of coefficients, increasing the number of bits over the edge will not improve the rejection. 336 346 \label{fig:rejection_pyramid}
Conversely when setting the a given number of bits, increasing the number of coefficients will not improve 337 347 \end{figure}
the rejection. Hence the best coefficient set are on the vertex of the pyramid. 338 348
339 349 Although we have an efficient criterion to estimate the rejection of one set of coefficients (taps),
\begin{figure} 340 350 we have a problem when we cascade filters and estimate the criterion as a sum two or more individual criteria.
\centering 341 351 If the FIR filter coefficients are the same between the stages, we have:
\includegraphics[width=\linewidth]{images/rejection_pyramid} 342 352 $$F_{total} = F_1 + F_2$$
\caption{\color{red}Filter rejection as a function of number of coefficients and number of bits 343 353 But selecting two different sets of coefficient will yield a more complex situation in which
: this lookup table will be used to identify which filter parameters -- number of bits 344 354 the previous relation is no longer valid as illustrated on figure~\ref{fig:sum_rejection}. The red and blue curves
representing coefficients and number of coefficients -- best match the targeted transfer function.} 345 355 are two different filters with maximums and notches not located at the same frequency offsets.
\label{fig:rejection_pyramid} 346 356 Hence when summing the transfer functions, the resulting rejection shown as the dashed yellow line is improved
\end{figure} 347 357 with respect to a basic sum of the rejection criteria shown as a the dotted yellow line.
348 358 % r2.9
Although we have an efficient criterion to estimate the rejection of one set of coefficients (taps), 349 359 Thus, estimating the rejection of filter cascades is more complex than taking the sum of all the rejection
we have a problem when we cascade filters and estimate the criterion as a sum two or more individual criteria. 350 360 criteria of each filter. However since the individual filter rejection sum underestimates the rejection capability of the cascade,
If the FIR filter coefficients are the same between the stages, we have: 351 361 % r2.10
$$F_{total} = F_1 + F_2$$ 352 362 this upper bound is considered as a conservative and acceptable criterion for deciding on the suitability
But selecting two different sets of coefficient will yield a more complex situation in which 353 363 of the filter cascade to meet design criteria.
the previous relation is no longer valid as illustrated on figure~\ref{fig:sum_rejection}. The red and blue curves 354 364
are two different filters with maximums and notches not located at the same frequency offsets. 355 365 \begin{figure}
Hence when summing the transfer functions, the resulting rejection shown as the dashed yellow line is improved 356 366 \centering
with respect to a basic sum of the rejection criteria shown as a the dotted yellow line. 357 367 \includegraphics[width=\linewidth]{images/cascaded_criterion}
% r2.9 358 368 \caption{Transfer function of individual filters and after cascading the two filters,
Thus, estimating the rejection of filter cascades is more complex than taking the sum of all the rejection 359 369 demonstrating that the selected criterion of maximum rejection in the bandstop (horizontal
criteria of each filter. However since the individual filter rejection sum underestimates the rejection capability of the cascade, 360 370 lines) is met. Notice that the cascaded filter has better rejection than summing the bandstop
% r2.10 361 371 maximum of each individual filter.
this upper bound is considered as a conservative and acceptable criterion for deciding on the suitability 362 372 }
of the filter cascade to meet design criteria. 363 373 \label{fig:sum_rejection}
364 374 \end{figure}
\begin{figure} 365 375
\centering 366
\includegraphics[width=\linewidth]{images/cascaded_criterion} 367
\caption{Transfer function of individual filters and after cascading the two filters, 368 376 Finally in our case, we consider that the input signal are fully known. The
demonstrating that the selected criterion of maximum rejection in the bandstop (horizontal 369 377 resolution of the input data stream are fixed and still the same for all experiments
lines) is met. Notice that the cascaded filter has better rejection than summing the bandstop 370 378 in this paper.
maximum of each individual filter. 371 379
} 372 380 Based on this analysis, we address the estimate of resource consumption (called
\label{fig:sum_rejection} 373 381 % r2.11
\end{figure} 374 382 silicon area -- in the case of FPGAs this means processing cells) as a function of
375 383 filter characteristics. As a reminder, we do not aim at matching actual hardware
Finally in our case, we consider that the input signal are fully known. The 376 384 configuration but consider an arbitrary silicon area occupied by each processing function,
resolution of the input data stream are fixed and still the same for all experiments 377 385 and will assess after synthesis the adequation of this arbitrary unit with actual
in this paper. 378 386 hardware resources provided by FPGA manufacturers. The sum of individual processing
379 387 unit areas is constrained by a total silicon area representative of FPGA global resources.
Based on this analysis, we address the estimate of resource consumption (called 380 388 Formally, variable $a_i$ is the area taken by filter~$i$
% r2.11 381 389 (in arbitrary unit). Variable $r_i$ is the rejection of filter~$i$ (in dB).
silicon area -- in the case of FPGAs this means processing cells) as a function of 382 390 Constant $\mathcal{A}$ is the total available area. We model our problem as follows:
filter characteristics. As a reminder, we do not aim at matching actual hardware 383 391
configuration but consider an arbitrary silicon area occupied by each processing function, 384 392 \begin{align}
and will assess after synthesis the adequation of this arbitrary unit with actual 385 393 \text{Maximize } & \sum_{i=1}^n r_i \notag \\
hardware resources provided by FPGA manufacturers. The sum of individual processing 386 394 \sum_{i=1}^n a_i & \leq \mathcal{A} & \label{eq:area} \\
unit areas is constrained by a total silicon area representative of FPGA global resources. 387 395 a_i & = C_i \times (\pi_i^C + \pi_i^-), & \forall i \in [1, n] \label{eq:areadef} \\
Formally, variable $a_i$ is the area taken by filter~$i$ 388 396 r_i & = F(C_i, \pi_i^C), & \forall i \in [1, n] \label{eq:rejectiondef} \\
(in arbitrary unit). Variable $r_i$ is the rejection of filter~$i$ (in dB). 389 397 \pi_i^+ & = \pi_i^- + \pi_i^C - \pi_i^S, & \forall i \in [1, n] \label{eq:bits} \\
Constant $\mathcal{A}$ is the total available area. We model our problem as follows: 390 398 \pi_{i - 1}^+ & = \pi_i^-, & \forall i \in [2, n] \label{eq:inout} \\
391 399 \pi_i^+ & \geq 1 + \sum_{k=1}^{i} \left(1 + \frac{r_j}{6}\right), & \forall i \in [1, n] \label{eq:maxshift} \\
\begin{align} 392 400 \pi_1^- &= \Pi^I \label{eq:init}
\text{Maximize } & \sum_{i=1}^n r_i \notag \\ 393 401 \end{align}
\sum_{i=1}^n a_i & \leq \mathcal{A} & \label{eq:area} \\ 394 402
a_i & = C_i \times (\pi_i^C + \pi_i^-), & \forall i \in [1, n] \label{eq:areadef} \\ 395 403 Equation~\ref{eq:area} states that the total area taken by the filters must be
r_i & = F(C_i, \pi_i^C), & \forall i \in [1, n] \label{eq:rejectiondef} \\ 396 404 less than the available area. Equation~\ref{eq:areadef} gives the definition of
\pi_i^+ & = \pi_i^- + \pi_i^C - \pi_i^S, & \forall i \in [1, n] \label{eq:bits} \\ 397 405 the area used by a filter, considered as the area of the FIR since the Shifter is
\pi_{i - 1}^+ & = \pi_i^-, & \forall i \in [2, n] \label{eq:inout} \\ 398 406 assumed not to require significant resources. We consider that the FIR needs $C_i$ registers of size
\pi_i^+ & \geq 1 + \sum_{k=1}^{i} \left(1 + \frac{r_j}{6}\right), & \forall i \in [1, n] \label{eq:maxshift} \\ 399 407 $\pi_i^C + \pi_i^-$~bits to store the results of the multiplications of the
\pi_1^- &= \Pi^I \label{eq:init} 400 408 input data with the coefficients. Equation~\ref{eq:rejectiondef} gives the
\end{align} 401 409 definition of the rejection of the filter thanks to the tabulated function~$F$ that we defined
402 410 previously. The Shifter does not introduce negative rejection as we will explain later,
Equation~\ref{eq:area} states that the total area taken by the filters must be 403 411 so the rejection only comes from the FIR. Equation~\ref{eq:bits} states the
less than the available area. Equation~\ref{eq:areadef} gives the definition of 404 412 relation between $\pi_i^+$ and $\pi_i^-$. The multiplications in the FIR add
the area used by a filter, considered as the area of the FIR since the Shifter is 405 413 $\pi_i^C$ bits as most coefficients are close to zero, and the Shifter removes
assumed not to require significant resources. We consider that the FIR needs $C_i$ registers of size 406 414 $\pi_i^S$ bits. Equation~\ref{eq:inout} states that the output number of bits of
$\pi_i^C + \pi_i^-$~bits to store the results of the multiplications of the 407 415 a filter is the same as the input number of bits of the next filter.
input data with the coefficients. Equation~\ref{eq:rejectiondef} gives the 408 416 Equation~\ref{eq:maxshift} ensures that the Shifter does not introduce negative
definition of the rejection of the filter thanks to the tabulated function~$F$ that we defined 409 417 rejection. Indeed, the results of the FIR can be right shifted without compromising
previously. The Shifter does not introduce negative rejection as we will explain later, 410 418 the quality of the rejection until a threshold. Each bit of the output data
so the rejection only comes from the FIR. Equation~\ref{eq:bits} states the 411 419 increases the maximum rejection level by 6~dB. We add one to take the sign bit
relation between $\pi_i^+$ and $\pi_i^-$. The multiplications in the FIR add 412 420 into account. If equation~\ref{eq:maxshift} was not present, the Shifter could
$\pi_i^C$ bits as most coefficients are close to zero, and the Shifter removes 413 421 shift too much and introduce some noise in the output data. Each supplementary
$\pi_i^S$ bits. Equation~\ref{eq:inout} states that the output number of bits of 414 422 shift bit would cause an additional 6~dB rejection rise. A totally equivalent equation is:
a filter is the same as the input number of bits of the next filter. 415 423 $\pi_i^S \leq \pi_i^- + \pi_i^C - 1 - \sum_{k=1}^{i} \left(1 + \frac{r_j}{6}\right)$.
Equation~\ref{eq:maxshift} ensures that the Shifter does not introduce negative 416 424 Finally, equation~\ref{eq:init} gives the number of bits of the global input.
rejection. Indeed, the results of the FIR can be right shifted without compromising 417 425
the quality of the rejection until a threshold. Each bit of the output data 418
increases the maximum rejection level by 6~dB. We add one to take the sign bit 419 426 This model is non-linear since we multiply some variable with another variable
into account. If equation~\ref{eq:maxshift} was not present, the Shifter could 420 427 and it is even non-quadratic, as the cost function $F$ does not have a known
shift too much and introduce some noise in the output data. Each supplementary 421 428 linear or quadratic expression. To linearize this problem, we introduce $p$ FIR configurations.
shift bit would cause an additional 6~dB rejection rise. A totally equivalent equation is: 422 429 % AH: conflit merge
$\pi_i^S \leq \pi_i^- + \pi_i^C - 1 - \sum_{k=1}^{i} \left(1 + \frac{r_j}{6}\right)$. 423 430 % This variable must be defined by the user, it represent the number of different
Finally, equation~\ref{eq:init} gives the number of bits of the global input. 424 431 % set of coefficients generated (for memory, we use \texttt{firls} and \texttt{fir1}
425 432 % functions from GNU Octave). To choose this value, we consider a subset of the figure~\ref{fig:rejection_pyramid}
This model is non-linear since we multiply some variable with another variable 426 433 % to restrict the number of configurations. Indeed, it is useless to have too many coefficients or
and it is even non-quadratic, as the cost function $F$ does not have a known 427 434 % too many bits, hence we take the configurations close to edge of pyramid. Thank to theses
linear or quadratic expression. To linearize this problem, we introduce $p$ FIR configurations. 428 435 % configurations $C_{ij}$ and $\pi_{ij}^C$ ($1 \leq j \leq p$) become constant
% AH: conflit merge 429 436 % and the function $F$ can be estimate for each configurations
% This variable must be defined by the user, it represent the number of different 430 437 % thanks our rejection criterion. We also defined binary
% set of coefficients generated (for memory, we use \texttt{firls} and \texttt{fir1} 431 438 This variable $p$ is defined by the user, and represents the number of different
% functions from GNU Octave). To choose this value, we consider a subset of the figure~\ref{fig:rejection_pyramid} 432 439 set of coefficients generated (remember, we use \texttt{firls} and \texttt{fir1}
% to restrict the number of configurations. Indeed, it is useless to have too many coefficients or 433 440 functions from GNU Octave) based on the targeted filter characteristics and implementation
% too many bits, hence we take the configurations close to edge of pyramid. Thank to theses 434 441 assumptions (estimated number of bits defining the coefficients). Hence, $C_{ij}$ and
% configurations $C_{ij}$ and $\pi_{ij}^C$ ($1 \leq j \leq p$) become constant 435 442 $\pi_{ij}^C$ become constants and
% and the function $F$ can be estimate for each configurations 436 443 we define $1 \leq j \leq p$ so that the function $F$ can be estimated (Look Up Table)
% thanks our rejection criterion. We also defined binary 437 444 for each configurations thanks to the rejection criterion. We also define the binary
This variable $p$ is defined by the user, and represents the number of different 438 445 variable $\delta_{ij}$ that has value 1 if stage~$i$ is in configuration~$j$
set of coefficients generated (remember, we use \texttt{firls} and \texttt{fir1} 439 446 and 0 otherwise. The new equations are as follows:
functions from GNU Octave) based on the targeted filter characteristics and implementation 440
assumptions (estimated number of bits defining the coefficients). Hence, $C_{ij}$ and 441 447
$\pi_{ij}^C$ become constants and 442 448 \begin{align}
we define $1 \leq j \leq p$ so that the function $F$ can be estimated (Look Up Table) 443 449 a_i & = \sum_{j=1}^p \delta_{ij} \times C_{ij} \times (\pi_{ij}^C + \pi_i^-), & \forall i \in [1, n] \label{eq:areadef2} \\
for each configurations thanks to the rejection criterion. We also define the binary 444 450 r_i & = \sum_{j=1}^p \delta_{ij} \times F(C_{ij}, \pi_{ij}^C), & \forall i \in [1, n] \label{eq:rejectiondef2} \\
variable $\delta_{ij}$ that has value 1 if stage~$i$ is in configuration~$j$ 445 451 \pi_i^+ & = \pi_i^- + \left(\sum_{j=1}^p \delta_{ij} \pi_{ij}^C\right) - \pi_i^S, & \forall i \in [1, n] \label{eq:bits2} \\
and 0 otherwise. The new equations are as follows: 446 452 \sum_{j=1}^p \delta_{ij} & \leq 1, & \forall i \in [1, n] \label{eq:config}
447 453 \end{align}
\begin{align} 448 454
a_i & = \sum_{j=1}^p \delta_{ij} \times C_{ij} \times (\pi_{ij}^C + \pi_i^-), & \forall i \in [1, n] \label{eq:areadef2} \\ 449 455 Equations \ref{eq:areadef2}, \ref{eq:rejectiondef2} and \ref{eq:bits2} replace
r_i & = \sum_{j=1}^p \delta_{ij} \times F(C_{ij}, \pi_{ij}^C), & \forall i \in [1, n] \label{eq:rejectiondef2} \\ 450 456 respectively equations \ref{eq:areadef}, \ref{eq:rejectiondef} and \ref{eq:bits}.
\pi_i^+ & = \pi_i^- + \left(\sum_{j=1}^p \delta_{ij} \pi_{ij}^C\right) - \pi_i^S, & \forall i \in [1, n] \label{eq:bits2} \\ 451 457 Equation~\ref{eq:config} states that for each stage, a single configuration is chosen at most.
\sum_{j=1}^p \delta_{ij} & \leq 1, & \forall i \in [1, n] \label{eq:config} 452 458
\end{align} 453
454 459 % JM: conflict merge
Equations \ref{eq:areadef2}, \ref{eq:rejectiondef2} and \ref{eq:bits2} replace 455 460 % However the problem remains quadratic at this stage since in the constraint~\ref{eq:areadef2}
respectively equations \ref{eq:areadef}, \ref{eq:rejectiondef} and \ref{eq:bits}. 456 461 % we multiply
Equation~\ref{eq:config} states that for each stage, a single configuration is chosen at most. 457 462 % $\delta_{ij}$ and $\pi_i^-$. However, since $\delta_{ij}$ is a binary variable we can
458 463 % linearise this multiplication if we can bound $\pi_i^-$. As $\pi_i^-$ is the data size,
% JM: conflict merge 459 464 % we define $0 < \pi_i^- \leq 128$ which is the maximum data size whose estimation is
% However the problem remains quadratic at this stage since in the constraint~\ref{eq:areadef2} 460 465 % assumed on hardware characteristics.
% we multiply 461 466 % The Gurobi (\url{www.gurobi.com}) optimization software used to solve this quadratic
% $\delta_{ij}$ and $\pi_i^-$. However, since $\delta_{ij}$ is a binary variable we can 462 467 % model is able to linearize the model provided as is. This model
% linearise this multiplication if we can bound $\pi_i^-$. As $\pi_i^-$ is the data size, 463 468 % has $O(np)$ variables and $O(n)$ constraints.}
% we define $0 < \pi_i^- \leq 128$ which is the maximum data size whose estimation is 464 469 The problem remains quadratic at this stage since in the constraint~\ref{eq:areadef2}
% assumed on hardware characteristics. 465 470 we multiply
% The Gurobi (\url{www.gurobi.com}) optimization software used to solve this quadratic 466 471 $\delta_{ij}$ and $\pi_i^-$. However, since $\delta_{ij}$ is a binary variable we can
% model is able to linearize the model provided as is. This model 467 472 linearize this multiplication. The following formula shows how to linearize
% has $O(np)$ variables and $O(n)$ constraints.} 468 473 this situation in general case with $y$ a binary variable and $x$ a real variable ($0 \leq x \leq X^{max}$):
The problem remains quadratic at this stage since in the constraint~\ref{eq:areadef2} 469 474 \begin{equation*}
we multiply 470 475 m = x \times y \implies
$\delta_{ij}$ and $\pi_i^-$. However, since $\delta_{ij}$ is a binary variable we can 471 476 \left \{
linearize this multiplication. The following formula shows how to linearize 472 477 \begin{split}
this situation in general case with $y$ a binary variable and $x$ a real variable ($0 \leq x \leq X^{max}$): 473 478 m & \geq 0 \\
\begin{equation*} 474 479 m & \leq y \times X^{max} \\
m = x \times y \implies 475 480 m & \leq x \\
\left \{ 476 481 m & \geq x - (1 - y) \times X^{max} \\
\begin{split} 477 482 \end{split}
m & \geq 0 \\ 478 483 \right .
m & \leq y \times X^{max} \\ 479 484 \end{equation*}
m & \leq x \\ 480 485 So if we bound up $\pi_i^-$ by 128~bits which is the maximum data size whose estimation is
m & \geq x - (1 - y) \times X^{max} \\ 481 486 assumed on hardware characteristics,
\end{split} 482 487 the Gurobi (\url{www.gurobi.com}) optimization software will be able to linearize
\right . 483 488 for us the quadratic problem so the model is left as is. This model
\end{equation*} 484 489 has $O(np)$ variables and $O(n)$ constraints.
So if we bound up $\pi_i^-$ by 128~bits which is the maximum data size whose estimation is 485 490
assumed on hardware characteristics, 486 491 % This model is non-linear and even non-quadratic, as $F$ does not have a known
the Gurobi (\url{www.gurobi.com}) optimization software will be able to linearize 487 492 % linear or quadratic expression. We introduce $p$ FIR configurations
for us the quadratic problem so the model is left as is. This model 488 493 % $(C_{ij}, \pi_{ij}^C), 1 \leq j \leq p$ that are constants.
has $O(np)$ variables and $O(n)$ constraints. 489 494 % % r2.12
490 495 % This variable must be defined by the user, it represent the number of different
% This model is non-linear and even non-quadratic, as $F$ does not have a known 491 496 % set of coefficients generated (for memory, we use \texttt{firls} and \texttt{fir1}
% linear or quadratic expression. We introduce $p$ FIR configurations 492 497 % functions from GNU Octave).
% $(C_{ij}, \pi_{ij}^C), 1 \leq j \leq p$ that are constants. 493 498 % We define binary
% % r2.12 494 499 % variable $\delta_{ij}$ that has value 1 if stage~$i$ is in configuration~$j$
% This variable must be defined by the user, it represent the number of different 495 500 % and 0 otherwise. The new equations are as follows:
% set of coefficients generated (for memory, we use \texttt{firls} and \texttt{fir1} 496 501 %
% functions from GNU Octave). 497 502 % \begin{align}
% We define binary 498 503 % a_i & = \sum_{j=1}^p \delta_{ij} \times C_{ij} \times (\pi_{ij}^C + \pi_i^-), & \forall i \in [1, n] \label{eq:areadef2} \\
% variable $\delta_{ij}$ that has value 1 if stage~$i$ is in configuration~$j$ 499 504 % r_i & = \sum_{j=1}^p \delta_{ij} \times F(C_{ij}, \pi_{ij}^C), & \forall i \in [1, n] \label{eq:rejectiondef2} \\
% and 0 otherwise. The new equations are as follows: 500 505 % \pi_i^+ & = \pi_i^- + \left(\sum_{j=1}^p \delta_{ij} \pi_{ij}^C\right) - \pi_i^S, & \forall i \in [1, n] \label{eq:bits2} \\
% 501 506 % \sum_{j=1}^p \delta_{ij} & \leq 1, & \forall i \in [1, n] \label{eq:config}
% \begin{align} 502 507 % \end{align}
% a_i & = \sum_{j=1}^p \delta_{ij} \times C_{ij} \times (\pi_{ij}^C + \pi_i^-), & \forall i \in [1, n] \label{eq:areadef2} \\ 503 508 %
% r_i & = \sum_{j=1}^p \delta_{ij} \times F(C_{ij}, \pi_{ij}^C), & \forall i \in [1, n] \label{eq:rejectiondef2} \\ 504 509 % Equations \ref{eq:areadef2}, \ref{eq:rejectiondef2} and \ref{eq:bits2} replace
% \pi_i^+ & = \pi_i^- + \left(\sum_{j=1}^p \delta_{ij} \pi_{ij}^C\right) - \pi_i^S, & \forall i \in [1, n] \label{eq:bits2} \\ 505 510 % respectively equations \ref{eq:areadef}, \ref{eq:rejectiondef} and \ref{eq:bits}.
% \sum_{j=1}^p \delta_{ij} & \leq 1, & \forall i \in [1, n] \label{eq:config} 506 511 % Equation~\ref{eq:config} states that for each stage, a single configuration is chosen at most.
% \end{align} 507 512 %
% 508 513 % % r2.13
% Equations \ref{eq:areadef2}, \ref{eq:rejectiondef2} and \ref{eq:bits2} replace 509 514 % This modified model is quadratic since we multiply two variables in the
% respectively equations \ref{eq:areadef}, \ref{eq:rejectiondef} and \ref{eq:bits}. 510 515 % equation~\ref{eq:areadef2} ($\delta_{ij}$ by $\pi_{ij}^-$) but it can be linearised if necessary.
% Equation~\ref{eq:config} states that for each stage, a single configuration is chosen at most. 511 516 % The Gurobi
% 512 517 % (\url{www.gurobi.com}) optimization software is used to solve this quadratic
% % r2.13 513 518 % model, and since Gurobi is able to linearize, the model is left as is. This model
% This modified model is quadratic since we multiply two variables in the 514 519 % has $O(np)$ variables and $O(n)$ constraints.
% equation~\ref{eq:areadef2} ($\delta_{ij}$ by $\pi_{ij}^-$) but it can be linearised if necessary. 515 520
% The Gurobi 516 521 Two problems will be addressed using the workflow described in the next section: on the one
% (\url{www.gurobi.com}) optimization software is used to solve this quadratic 517 522 hand maximizing the rejection capability of a set of cascaded filters occupying a fixed arbitrary
% model, and since Gurobi is able to linearize, the model is left as is. This model 518 523 silicon area (section~\ref{sec:fixed_area}) and on the second hand the dual problem of minimizing the silicon area
% has $O(np)$ variables and $O(n)$ constraints. 519 524 for a fixed rejection criterion (section~\ref{sec:fixed_rej}). In the latter case, the
520 525 objective function is replaced with:
Two problems will be addressed using the workflow described in the next section: on the one 521 526 \begin{align}
hand maximizing the rejection capability of a set of cascaded filters occupying a fixed arbitrary 522 527 \text{Minimize } & \sum_{i=1}^n a_i \notag
silicon area (section~\ref{sec:fixed_area}) and on the second hand the dual problem of minimizing the silicon area 523 528 \end{align}
for a fixed rejection criterion (section~\ref{sec:fixed_rej}). In the latter case, the 524 529 We adapt our constraints of quadratic program to replace equation \ref{eq:area}
objective function is replaced with: 525 530 with equation \ref{eq:rejection_min} where $\mathcal{R}$ is the minimal
\begin{align} 526 531 rejection required.
\text{Minimize } & \sum_{i=1}^n a_i \notag 527 532
\end{align} 528 533 \begin{align}
We adapt our constraints of quadratic program to replace equation \ref{eq:area} 529 534 \sum_{i=1}^n r_i & \geq \mathcal{R} & \label{eq:rejection_min}
with equation \ref{eq:rejection_min} where $\mathcal{R}$ is the minimal 530 535 \end{align}
rejection required. 531 536
532 537 \section{Design workflow}
\begin{align} 533 538 \label{sec:workflow}
\sum_{i=1}^n r_i & \geq \mathcal{R} & \label{eq:rejection_min} 534 539
\end{align} 535 540 In this section, we describe the workflow to compute all the results presented in sections~\ref{sec:fixed_area}
536 541 and \ref{sec:fixed_rej}. Figure~\ref{fig:workflow} shows the global workflow and the different steps involved
\section{Design workflow} 537 542 in the computation of the results.
\label{sec:workflow} 538 543
539 544 \begin{figure}
In this section, we describe the workflow to compute all the results presented in sections~\ref{sec:fixed_area} 540 545 \centering
and \ref{sec:fixed_rej}. Figure~\ref{fig:workflow} shows the global workflow and the different steps involved 541 546 \begin{tikzpicture}[node distance=0.75cm and 2cm]
in the computation of the results. 542 547 \node[draw,minimum size=1cm] (Solver) { Filter Solver } ;
543 548 \node (Start) [left= 3cm of Solver] { } ;
\begin{figure} 544 549 \node[draw,minimum size=1cm] (TCL) [right= of Solver] { TCL Script } ;
\centering 545 550 \node (Input) [above= of TCL] { } ;
\begin{tikzpicture}[node distance=0.75cm and 2cm] 546 551 \node[draw,minimum size=1cm] (Deploy) [below= of Solver] { Deploy Script } ;
\node[draw,minimum size=1cm] (Solver) { Filter Solver } ; 547 552 \node[draw,minimum size=1cm] (Bitstream) [below= of TCL] { Bitstream } ;
\node (Start) [left= 3cm of Solver] { } ; 548 553 \node[draw,minimum size=1cm,rounded corners] (Board) [below right= of Deploy] { Board } ;
\node[draw,minimum size=1cm] (TCL) [right= of Solver] { TCL Script } ; 549 554 \node[draw,minimum size=1cm] (Postproc) [below= of Deploy] { Post-Processing } ;
\node (Input) [above= of TCL] { } ; 550 555 \node (Results) [left= of Postproc] { } ;
\node[draw,minimum size=1cm] (Deploy) [below= of Solver] { Deploy Script } ; 551 556
\node[draw,minimum size=1cm] (Bitstream) [below= of TCL] { Bitstream } ; 552 557 \draw[->] (Start) edge node [above] { $\mathcal{A}, n, \Pi^I$ } node [below] { $(C_{ij}, \pi_{ij}^C), F$ } (Solver) ;
\node[draw,minimum size=1cm,rounded corners] (Board) [below right= of Deploy] { Board } ; 553 558 \draw[->] (Input) edge node [left] { ADC or PRN } (TCL) ;
\node[draw,minimum size=1cm] (Postproc) [below= of Deploy] { Post-Processing } ; 554 559 \draw[->] (Solver) edge node [below] { (1a) } (TCL) ;
\node (Results) [left= of Postproc] { } ; 555 560 \draw[->] (Solver) edge node [right] { (1b) } (Deploy) ;
556 561 \draw[->] (TCL) edge node [left] { (2) } (Bitstream) ;
\draw[->] (Start) edge node [above] { $\mathcal{A}, n, \Pi^I$ } node [below] { $(C_{ij}, \pi_{ij}^C), F$ } (Solver) ; 557 562 \draw[->,dashed] (Bitstream) -- (Deploy) ;
\draw[->] (Input) edge node [left] { ADC or PRN } (TCL) ; 558 563 \draw[->] (Deploy) to[out=-30,in=120] node [above] { (3) } (Board) ;
\draw[->] (Solver) edge node [below] { (1a) } (TCL) ; 559 564 \draw[->] (Board) to[out=150,in=-60] node [below] { (4) } (Deploy) ;
\draw[->] (Solver) edge node [right] { (1b) } (Deploy) ; 560 565 \draw[->] (Deploy) edge node [left] { (5) } (Postproc) ;
\draw[->] (TCL) edge node [left] { (2) } (Bitstream) ; 561 566 \draw[->] (Postproc) -- (Results) ;
\draw[->,dashed] (Bitstream) -- (Deploy) ; 562 567 \end{tikzpicture}
\draw[->] (Deploy) to[out=-30,in=120] node [above] { (3) } (Board) ; 563 568 \caption{Design workflow from the input parameters to the results allowing for
\draw[->] (Board) to[out=150,in=-60] node [below] { (4) } (Deploy) ; 564 569 a fully automated optimal solution search.}
\draw[->] (Deploy) edge node [left] { (5) } (Postproc) ; 565 570 \label{fig:workflow}
\draw[->] (Postproc) -- (Results) ; 566 571 \end{figure}
\end{tikzpicture} 567 572
\caption{Design workflow from the input parameters to the results allowing for 568 573 The filter solver is a C++ program that takes as input the maximum area
a fully automated optimal solution search.} 569 574 $\mathcal{A}$, the number of stages $n$, the size of the input signal $\Pi^I$,
\label{fig:workflow} 570 575 the FIR configurations $(C_{ij}, \pi_{ij}^C)$ and the function $F$. It creates
\end{figure} 571 576 the quadratic programs and uses the Gurobi solver to estimate the optimal results.
572 577 Then it produces two scripts: a TCL script ((1a) on figure~\ref{fig:workflow})
The filter solver is a C++ program that takes as input the maximum area 573 578 and a deploy script ((1b) on figure~\ref{fig:workflow}).
$\mathcal{A}$, the number of stages $n$, the size of the input signal $\Pi^I$, 574 579
the FIR configurations $(C_{ij}, \pi_{ij}^C)$ and the function $F$. It creates 575 580 The TCL script describes the whole digital processing chain from the beginning
the quadratic programs and uses the Gurobi solver to estimate the optimal results. 576 581 (the raw signal data) to the end (the filtered data) in a language compatible
Then it produces two scripts: a TCL script ((1a) on figure~\ref{fig:workflow}) 577 582 with proprietary synthesis software, namely Vivado for Xilinx and Quartus for
and a deploy script ((1b) on figure~\ref{fig:workflow}). 578 583 Intel/Altera. The raw input data generated from a 20-bit Pseudo Random Number (PRN)
579 584 generator inside the FPGA and $\Pi^I$ is fixed at 16~bits.
The TCL script describes the whole digital processing chain from the beginning 580 585 Then the script builds each stage of the chain with a generic FIR task that
(the raw signal data) to the end (the filtered data) in a language compatible 581 586 comes from a skeleton library. The generic FIR is highly configurable
with proprietary synthesis software, namely Vivado for Xilinx and Quartus for 582 587 with the number of coefficients and the size of the coefficients. The coefficients
Intel/Altera. The raw input data generated from a 20-bit Pseudo Random Number (PRN) 583 588 themselves are not stored in the script.
generator inside the FPGA and $\Pi^I$ is fixed at 16~bits. 584 589 As the signal is processed in real-time, the output signal is stored as
Then the script builds each stage of the chain with a generic FIR task that 585 590 consecutive bursts of data for post-processing, mainly assessing the consistency of the
comes from a skeleton library. The generic FIR is highly configurable 586 591 implemented FIR cascade transfer function with the design criteria and the expected
with the number of coefficients and the size of the coefficients. The coefficients 587 592 transfer function.
themselves are not stored in the script. 588 593
As the signal is processed in real-time, the output signal is stored as 589 594 The TCL script is used by Vivado to produce the FPGA bitstream ((2) on figure~\ref{fig:workflow}).
consecutive bursts of data for post-processing, mainly assessing the consistency of the 590 595 We use the 2018.2 version of Xilinx Vivado and we execute the synthesized
implemented FIR cascade transfer function with the design criteria and the expected 591 596 bitstream on a Redpitaya board fitted with a Xilinx Zynq-7010 series
transfer function. 592 597 FPGA (xc7z010clg400-1) and two LTC2145 14-bit 125~MS/s ADC, loaded with 50~$\Omega$ resistors to
593 598 provide a broadband noise source.
The TCL script is used by Vivado to produce the FPGA bitstream ((2) on figure~\ref{fig:workflow}). 594 599 The board runs the Linux kernel and surrounding environment produced from the
We use the 2018.2 version of Xilinx Vivado and we execute the synthesized 595 600 Buildroot framework available at \url{https://github.com/trabucayre/redpitaya/}: configuring
bitstream on a Redpitaya board fitted with a Xilinx Zynq-7010 series 596 601 the Zynq FPGA, feeding the FIR with the set of coefficients, executing the simulation and
FPGA (xc7z010clg400-1) and two LTC2145 14-bit 125~MS/s ADC, loaded with 50~$\Omega$ resistors to 597 602 fetching the results is automated.
provide a broadband noise source. 598 603
The board runs the Linux kernel and surrounding environment produced from the 599 604 The deploy script uploads the bitstream to the board ((3) on
Buildroot framework available at \url{https://github.com/trabucayre/redpitaya/}: configuring 600 605 figure~\ref{fig:workflow}), flashes the FPGA, loads the different drivers,
the Zynq FPGA, feeding the FIR with the set of coefficients, executing the simulation and 601 606 configures the coefficients of the FIR filters. It then waits for the results
fetching the results is automated. 602 607 and retrieves the data to the main computer ((4) on figure~\ref{fig:workflow}).
603 608
The deploy script uploads the bitstream to the board ((3) on 604 609 Finally, an Octave post-processing script computes the final results thanks to
figure~\ref{fig:workflow}), flashes the FPGA, loads the different drivers, 605 610 the output data ((5) on figure~\ref{fig:workflow}).
configures the coefficients of the FIR filters. It then waits for the results 606 611 The results are normalized so that the Power Spectrum Density (PSD) starts at zero
and retrieves the data to the main computer ((4) on figure~\ref{fig:workflow}). 607 612 and the different configurations can be compared.
608 613
Finally, an Octave post-processing script computes the final results thanks to 609 614 \section{Maximizing the rejection at fixed silicon area}
the output data ((5) on figure~\ref{fig:workflow}). 610 615 \label{sec:fixed_area}
The results are normalized so that the Power Spectrum Density (PSD) starts at zero 611 616 This section presents the output of the filter solver {\em i.e.} the computed
and the different configurations can be compared. 612 617 configurations for each stage, the computed rejection and the computed silicon area.
613 618 Such results allow for understanding the choices made by the solver to compute its solutions.
\section{Maximizing the rejection at fixed silicon area} 614 619
\label{sec:fixed_area} 615 620 The experimental setup is composed of three cases. The raw input is generated
This section presents the output of the filter solver {\em i.e.} the computed 616 621 by a Pseudo Random Number (PRN) generator, which fixes the input data size $\Pi^I$.
configurations for each stage, the computed rejection and the computed silicon area. 617 622 Then the total silicon area $\mathcal{A}$ has been fixed to either 500, 1000 or 1500
Such results allow for understanding the choices made by the solver to compute its solutions. 618 623 arbitrary units. Hence, the three cases have been named: MAX/500, MAX/1000, MAX/1500.
619 624 The number of configurations $p$ is \color{1133}, with $C_i$ ranging from 3 to 60 and $\pi^C$
The experimental setup is composed of three cases. The raw input is generated 620 625 ranging from 2 to 22. In each case, the quadratic program has been able to give a
by a Pseudo Random Number (PRN) generator, which fixes the input data size $\Pi^I$. 621 626 result up to five stages ($n = 5$) in the cascaded filter.
Then the total silicon area $\mathcal{A}$ has been fixed to either 500, 1000 or 1500 622 627
arbitrary units. Hence, the three cases have been named: MAX/500, MAX/1000, MAX/1500. 623 628 Table~\ref{tbl:gurobi_max_500} shows the results obtained by the filter solver for MAX/500.
The number of configurations $p$ is \color{1133}, with $C_i$ ranging from 3 to 60 and $\pi^C$ 624 629 Table~\ref{tbl:gurobi_max_1000} shows the results obtained by the filter solver for MAX/1000.
ranging from 2 to 22. In each case, the quadratic program has been able to give a 625 630 Table~\ref{tbl:gurobi_max_1500} shows the results obtained by the filter solver for MAX/1500.
result up to five stages ($n = 5$) in the cascaded filter. 626 631
627 632 \renewcommand{\arraystretch}{1.4}
Table~\ref{tbl:gurobi_max_500} shows the results obtained by the filter solver for MAX/500. 628 633
Table~\ref{tbl:gurobi_max_1000} shows the results obtained by the filter solver for MAX/1000. 629 634 \begin{table}
Table~\ref{tbl:gurobi_max_1500} shows the results obtained by the filter solver for MAX/1500. 630 635 \caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MAX/500}
631 636 \label{tbl:gurobi_max_500}
\renewcommand{\arraystretch}{1.4} 632 637 \centering
633 638 {\color{red}
639 \scalefont{0.77}
\begin{table} 634 640 \begin{tabular}{|c|ccccc|c|c|}
\caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MAX/500} 635 641 \hline
\label{tbl:gurobi_max_500} 636 642 $n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\
\centering 637 643 \hline
{\color{red} 638 644 1 & (21, 7, 0) & - & - & - & - & 32~dB & 483 \\
\scalefont{0.77} 639 645 2 & (3, 5, 18) & (33, 10, 0) & - & - & - & 48~dB & 492 \\
\begin{tabular}{|c|ccccc|c|c|} 640 646 3 & (3, 5, 18) & (19, 7, 1) & (15, 7, 0) & - & - & 56~dB & 493 \\
\hline 641 647 4 & (3, 5, 18) & (19, 7, 1) & (15, 7, 0) & - & - & 56~dB & 493 \\
$n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\ 642 648 5 & (3, 5, 18) & (19, 7, 1) & (15, 7, 0) & - & - & 56~dB & 493 \\
\hline 643 649 \hline
1 & (21, 7, 0) & - & - & - & - & 32~dB & 483 \\ 644 650 \end{tabular}
2 & (3, 5, 18) & (33, 10, 0) & - & - & - & 48~dB & 492 \\ 645 651 }
3 & (3, 5, 18) & (19, 7, 1) & (15, 7, 0) & - & - & 56~dB & 493 \\ 646 652 \end{table}
4 & (3, 5, 18) & (19, 7, 1) & (15, 7, 0) & - & - & 56~dB & 493 \\ 647 653
5 & (3, 5, 18) & (19, 7, 1) & (15, 7, 0) & - & - & 56~dB & 493 \\ 648 654 \begin{table}
\hline 649 655 \caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MAX/1000}
\end{tabular} 650 656 \label{tbl:gurobi_max_1000}
} 651 657 \centering
\end{table} 652 658 {\color{red}\scalefont{0.77}
653 659 \begin{tabular}{|c|ccccc|c|c|}
\begin{table} 654 660 \hline
\caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MAX/1000} 655 661 $n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\
\label{tbl:gurobi_max_1000} 656 662 \hline
\centering 657 663 1 & (37, 11, 0) & - & - & - & - & 56~dB & 999 \\
{\color{red}\scalefont{0.77} 658 664 2 & (15, 8, 17) & (35, 11, 0) & - & - & - & 80~dB & 990 \\
\begin{tabular}{|c|ccccc|c|c|} 659 665 3 & (3, 13, 26) & (31, 9, 1) & (27, 9, 0) & - & - & 92~dB & 999 \\
\hline 660 666 4 & (3, 5, 18) & (19, 7, 1) & (19, 7, 0) & (19, 7, 0) & - & 98~dB & 994 \\
$n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\ 661 667 5 & (3, 5, 18) & (19, 7, 1) & (19, 7, 0) & (19, 7, 0) & - & 98~dB & 994 \\
\hline 662 668 \hline
1 & (37, 11, 0) & - & - & - & - & 56~dB & 999 \\ 663 669 \end{tabular}
2 & (15, 8, 17) & (35, 11, 0) & - & - & - & 80~dB & 990 \\ 664 670 }
3 & (3, 13, 26) & (31, 9, 1) & (27, 9, 0) & - & - & 92~dB & 999 \\ 665 671 \end{table}
4 & (3, 5, 18) & (19, 7, 1) & (19, 7, 0) & (19, 7, 0) & - & 98~dB & 994 \\ 666 672
5 & (3, 5, 18) & (19, 7, 1) & (19, 7, 0) & (19, 7, 0) & - & 98~dB & 994 \\ 667 673 \begin{table}
\hline 668 674 \caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MAX/1500}
\end{tabular} 669 675 \label{tbl:gurobi_max_1500}
} 670 676 \centering
\end{table} 671 677 {\color{red}\scalefont{0.77}
672 678 \begin{tabular}{|c|ccccc|c|c|}
\begin{table} 673 679 \hline
\caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MAX/1500} 674 680 $n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\
\label{tbl:gurobi_max_1500} 675 681 \hline
\centering 676 682 1 & (47, 15, 0) & - & - & - & - & 71~dB & 1457 \\
{\color{red}\scalefont{0.77} 677 683 2 & (19, 6, 15) & (51, 14, 0) & - & - & - & 102~dB & 1489 \\
\begin{tabular}{|c|ccccc|c|c|} 678 684 3 & (15, 9, 18) & (31, 8, 0) & (27, 9, 0) & - & - & 116~dB & 1488 \\
\hline 679 685 4 & (3, 9, 22) & (31, 9, 1) & (27, 9, 0) & (19, 7, 0) & - & 125~dB & 1500 \\
$n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\ 680 686 5 & (3, 9, 22) & (31, 9, 1) & (27, 9, 0) & (19, 7, 0) & - & 125~dB & 1500 \\
\hline 681 687 \hline
1 & (47, 15, 0) & - & - & - & - & 71~dB & 1457 \\ 682 688 \end{tabular}
2 & (19, 6, 15) & (51, 14, 0) & - & - & - & 102~dB & 1489 \\ 683 689 }
3 & (15, 9, 18) & (31, 8, 0) & (27, 9, 0) & - & - & 116~dB & 1488 \\ 684 690 \end{table}
4 & (3, 9, 22) & (31, 9, 1) & (27, 9, 0) & (19, 7, 0) & - & 125~dB & 1500 \\ 685 691
5 & (3, 9, 22) & (31, 9, 1) & (27, 9, 0) & (19, 7, 0) & - & 125~dB & 1500 \\ 686 692 \renewcommand{\arraystretch}{1}
\hline 687 693
\end{tabular} 688 694 % From these tables, we can first state that the more stages are used to define
} 689 695 % the cascaded FIR filters, the better the rejection.
696 {\color{red} From these tables, we can first state that we reach an optimal solution
697 for each case : $n = 3$ for MAX/500 and $n = 4$ for MAX/1000 and MAX/1500. Moreover
698 the cascade filters always are better than monolithic solution.}
699 It was an expected result as it has
\end{table} 690 700 been previously observed that many small filters are better than
691 701 a single large filter \cite{lim_1988, lim_1996, young_1992}, despite such conclusions
\renewcommand{\arraystretch}{1} 692 702 being hardly used in practice due to the lack of tools for identifying individual filter
693 703 coefficients in the cascaded approach.
% From these tables, we can first state that the more stages are used to define 694 704
% the cascaded FIR filters, the better the rejection. 695 705 Second, the larger the silicon area, the better the rejection. This was also an
{\color{red} From these tables, we can first state that we reach an optimal solution 696 706 expected result as more area means a filter of better quality with more coefficients
for each case : $n = 3$ for MAX/500 and $n = 4$ for MAX/1000 and MAX/1500. Moreover 697 707 or more bits per coefficient.
the cascade filters always are better than monolithic solution.} 698 708
It was an expected result as it has 699 709 Then, we also observe that the first stage can have a larger shift than the other
been previously observed that many small filters are better than 700 710 stages. This is explained by the fact that the solver tries to use just enough
a single large filter \cite{lim_1988, lim_1996, young_1992}, despite such conclusions 701 711 bits for the computed rejection after each stage. In the first stage, a
being hardly used in practice due to the lack of tools for identifying individual filter 702 712 balance between a strong rejection with a low number of bits is targeted. Equation~\ref{eq:maxshift}
coefficients in the cascaded approach. 703 713 gives the relation between both values.
704 714
Second, the larger the silicon area, the better the rejection. This was also an 705 715 Finally, we note that the solver consumes all the given silicon area.
expected result as more area means a filter of better quality with more coefficients 706 716
or more bits per coefficient. 707 717 The following graphs present the rejection for real data on the FPGA. In all the following
708 718 figures, the solid line represents the actual rejection of the filtered
Then, we also observe that the first stage can have a larger shift than the other 709 719 data on the FPGA as measured experimentally and the dashed line are the noise levels
stages. This is explained by the fact that the solver tries to use just enough 710 720 given by the quadratic solver. The configurations are those computed in the previous section.
bits for the computed rejection after each stage. In the first stage, a 711 721
balance between a strong rejection with a low number of bits is targeted. Equation~\ref{eq:maxshift} 712 722 Figure~\ref{fig:max_500_result} shows the rejection of the different configurations in the case of MAX/500.
gives the relation between both values. 713 723 Figure~\ref{fig:max_1000_result} shows the rejection of the different configurations in the case of MAX/1000.
714 724 Figure~\ref{fig:max_1500_result} shows the rejection of the different configurations in the case of MAX/1500.
Finally, we note that the solver consumes all the given silicon area. 715 725
716 726 % \begin{figure}
The following graphs present the rejection for real data on the FPGA. In all the following 717 727 % \centering
figures, the solid line represents the actual rejection of the filtered 718 728 % \includegraphics[width=\linewidth]{images/max_500}
data on the FPGA as measured experimentally and the dashed line are the noise levels 719 729 % \caption{Signal spectrum for MAX/500}
given by the quadratic solver. The configurations are those computed in the previous section. 720 730 % \label{fig:max_500_result}
721 731 % \end{figure}
Figure~\ref{fig:max_500_result} shows the rejection of the different configurations in the case of MAX/500. 722 732 %
Figure~\ref{fig:max_1000_result} shows the rejection of the different configurations in the case of MAX/1000. 723 733 % \begin{figure}
Figure~\ref{fig:max_1500_result} shows the rejection of the different configurations in the case of MAX/1500. 724 734 % \centering
725 735 % \includegraphics[width=\linewidth]{images/max_1000}
% \begin{figure} 726 736 % \caption{Signal spectrum for MAX/1000}
% \centering 727 737 % \label{fig:max_1000_result}
% \includegraphics[width=\linewidth]{images/max_500} 728 738 % \end{figure}
% \caption{Signal spectrum for MAX/500} 729 739 %
% \label{fig:max_500_result} 730 740 % \begin{figure}
% \end{figure} 731 741 % \centering
% 732 742 % \includegraphics[width=\linewidth]{images/max_1500}
% \begin{figure} 733 743 % \caption{Signal spectrum for MAX/1500}
% \centering 734 744 % \label{fig:max_1500_result}
% \includegraphics[width=\linewidth]{images/max_1000} 735 745 % \end{figure}
% \caption{Signal spectrum for MAX/1000} 736 746
% \label{fig:max_1000_result} 737 747 % r2.14 et r2.15 et r2.16
% \end{figure} 738 748 \begin{figure}
% 739 749 \centering
% \begin{figure} 740 750 \begin{subfigure}{\linewidth}
% \centering 741 751 \includegraphics[width=\linewidth]{images/max_500}
% \includegraphics[width=\linewidth]{images/max_1500} 742 752 \caption{\color{red}Filter transfer functions for varying number of cascaded filters solving
% \caption{Signal spectrum for MAX/1500} 743 753 the MAX/500 problem of maximizing rejection for a given resource allocation (500~arbitrary units).}
% \label{fig:max_1500_result} 744 754 \label{fig:max_500_result}
% \end{figure} 745 755 \end{subfigure}
746 756
% r2.14 et r2.15 et r2.16 747 757 \begin{subfigure}{\linewidth}
\begin{figure} 748 758 \includegraphics[width=\linewidth]{images/max_1000}
\centering 749 759 \caption{\color{red}Filter transfer functions for varying number of cascaded filters solving
\begin{subfigure}{\linewidth} 750 760 the MAX/1000 problem of maximizing rejection for a given resource allocation (1000~arbitrary units).}
\includegraphics[width=\linewidth]{images/max_500} 751 761 \label{fig:max_1000_result}
\caption{\color{red}Filter transfer functions for varying number of cascaded filters solving 752 762 \end{subfigure}
the MAX/500 problem of maximizing rejection for a given resource allocation (500~arbitrary units).} 753 763
\label{fig:max_500_result} 754 764 \begin{subfigure}{\linewidth}
\end{subfigure} 755 765 \includegraphics[width=\linewidth]{images/max_1500}
756 766 \caption{\color{red}Filter transfer functions for varying number of cascaded filters solving
\begin{subfigure}{\linewidth} 757 767 the MAX/1500 problem of maximizing rejection for a given resource allocation (1500~arbitrary units).}
\includegraphics[width=\linewidth]{images/max_1000} 758 768 \label{fig:max_1500_result}
\caption{\color{red}Filter transfer functions for varying number of cascaded filters solving 759 769 \end{subfigure}
the MAX/1000 problem of maximizing rejection for a given resource allocation (1000~arbitrary units).} 760 770 \caption{\color{red}Solutions for the MAX/500, MAX/1000 and MAX/1500 problems of maximizing
\label{fig:max_1000_result} 761 771 rejection for a given resource allocation.
\end{subfigure} 762 772 The filter shape constraint (bandpass and bandstop) is shown as thick
763 773 horizontal lines on each chart.}
\begin{subfigure}{\linewidth} 764 774 \end{figure}
\includegraphics[width=\linewidth]{images/max_1500} 765 775
\caption{\color{red}Filter transfer functions for varying number of cascaded filters solving 766 776 In all cases, we observe that the actual rejection is close to the rejection computed by the solver.
the MAX/1500 problem of maximizing rejection for a given resource allocation (1500~arbitrary units).} 767 777
\label{fig:max_1500_result} 768 778 We compare the actual silicon resources given by Vivado to the
\end{subfigure} 769 779 resources in arbitrary units.
\caption{\color{red}Solutions for the MAX/500, MAX/1000 and MAX/1500 problems of maximizing 770 780 The goal is to check that our arbitrary units of silicon area models well enough
rejection for a given resource allocation. 771 781 the real resources on the FPGA. Especially we want to verify that, for a given
The filter shape constraint (bandpass and bandstop) is shown as thick 772 782 number of arbitrary units, the actual silicon resources do not depend on the
horizontal lines on each chart.} 773 783 number of stages $n$. Most significantly, our approach aims
\end{figure} 774 784 at remaining far enough from the practical logic gate implementation used by
775 785 various vendors to remain platform independent and be portable from one
In all cases, we observe that the actual rejection is close to the rejection computed by the solver. 776 786 architecture to another.
777 787
We compare the actual silicon resources given by Vivado to the 778 788 Table~\ref{tbl:resources_usage} shows the resources usage in the case of MAX/500, MAX/1000 and
resources in arbitrary units. 779 789 MAX/1500 \emph{i.e.} when the maximum allowed silicon area is fixed to 500, 1000
The goal is to check that our arbitrary units of silicon area models well enough 780 790 and 1500 arbitrary units. We have taken care to extract solely the resources used by
the real resources on the FPGA. Especially we want to verify that, for a given 781 791 the FIR filters and remove additional processing blocks including FIFO and Programmable
number of arbitrary units, the actual silicon resources do not depend on the 782 792 Logic (PL -- FPGA) to Processing System (PS -- general purpose processor) communication.
number of stages $n$. Most significantly, our approach aims 783 793
at remaining far enough from the practical logic gate implementation used by 784 794 \begin{table}[h!tb]
various vendors to remain platform independent and be portable from one 785 795 \caption{Resource occupation following synthesis of the solutions found for
architecture to another. 786 796 the problem of maximizing rejection for a given resource allocation. The last column refers to available resources on a Zynq-7010 as found on the Redpitaya.}
787 797 \label{tbl:resources_usage}
798 \color{red}
Table~\ref{tbl:resources_usage} shows the resources usage in the case of MAX/500, MAX/1000 and 788 799 \centering
MAX/1500 \emph{i.e.} when the maximum allowed silicon area is fixed to 500, 1000 789 800 \begin{tabular}{|c|c|ccc|c|}
and 1500 arbitrary units. We have taken care to extract solely the resources used by 790 801 \hline
the FIR filters and remove additional processing blocks including FIFO and Programmable 791 802 $n$ & & MAX/500 & MAX/1000 & MAX/1500 & \emph{Zynq 7010} \\ \hline\hline
Logic (PL -- FPGA) to Processing System (PS -- general purpose processor) communication. 792 803 & LUT & 249 & 453 & 627 & \emph{17600} \\
793 804 1 & BRAM & 1 & 1 & 1 & \emph{120} \\
\begin{table}[h!tb] 794 805 & DSP & 21 & 37 & 47 & \emph{80} \\ \hline
\caption{Resource occupation following synthesis of the solutions found for 795 806 & LUT & 2253 & 474 & 691 & \emph{17600} \\
the problem of maximizing rejection for a given resource allocation. The last column refers to available resources on a Zynq-7010 as found on the Redpitaya.} 796 807 2 & BRAM & 2 & 2 & 2 & \emph{120} \\
\label{tbl:resources_usage} 797 808 & DSP & 0 & 50 & 70 & \emph{80} \\ \hline
\color{red} 798 809 & LUT & 1329 & 2006 & 3158 & \emph{17600} \\
\centering 799 810 3 & BRAM & 3 & 3 & 3 & \emph{120} \\
\begin{tabular}{|c|c|ccc|c|} 800 811 & DSP & 15 & 30 & 42 & \emph{80} \\ \hline
\hline 801 812 & LUT & 1329 & 1600 & 2260 & \emph{17600} \\
$n$ & & MAX/500 & MAX/1000 & MAX/1500 & \emph{Zynq 7010} \\ \hline\hline 802 813 4 & BRAM & 3 & 4 & 4 & \emph{120} \\
& LUT & 249 & 453 & 627 & \emph{17600} \\ 803 814 & DPS & 15 & 38 & 49 & \emph{80} \\ \hline
1 & BRAM & 1 & 1 & 1 & \emph{120} \\ 804 815 & LUT & 1329 & 1600 & 2260 & \emph{17600} \\
& DSP & 21 & 37 & 47 & \emph{80} \\ \hline 805 816 5 & BRAM & 3 & 4 & 4 & \emph{120} \\
& LUT & 2253 & 474 & 691 & \emph{17600} \\ 806 817 & DPS & 15 & 38 & 49 & \emph{80} \\ \hline
2 & BRAM & 2 & 2 & 2 & \emph{120} \\ 807 818 \end{tabular}
& DSP & 0 & 50 & 70 & \emph{80} \\ \hline 808 819 \end{table}
& LUT & 1329 & 2006 & 3158 & \emph{17600} \\ 809 820
3 & BRAM & 3 & 3 & 3 & \emph{120} \\ 810 821 {\color{red} In case $n = 2$ for MAX/500}, Vivado replaces the DSPs by Look Up Tables (LUTs). We assume that,
& DSP & 15 & 30 & 42 & \emph{80} \\ \hline 811 822 when the filter coefficients are small enough, or when the input size is small
& LUT & 1329 & 1600 & 2260 & \emph{17600} \\ 812 823 enough, Vivado optimizes resource consumption by selecting multiplexers to
4 & BRAM & 3 & 4 & 4 & \emph{120} \\ 813 824 implement the multiplications instead of a DSP. In this case, it is quite difficult
& DPS & 15 & 38 & 49 & \emph{80} \\ \hline 814 825 to compare the whole silicon budget.
& LUT & 1329 & 1600 & 2260 & \emph{17600} \\ 815 826
5 & BRAM & 3 & 4 & 4 & \emph{120} \\ 816 827 However, a rough estimation can be made with a simple equivalence: looking at
& DPS & 15 & 38 & 49 & \emph{80} \\ \hline 817 828 the first column (MAX/500), where the number of LUTs is quite stable for $n \geq 2$,
\end{tabular} 818 829 we can deduce that a DSP is roughly equivalent to 100~LUTs in terms of silicon
\end{table} 819 830 area use. With this equivalence, our 500 arbitrary units correspond to 2500 LUTs,
820 831 1000 arbitrary units correspond to 5000 LUTs and 1500 arbitrary units correspond
{\color{red} In case $n = 2$ for MAX/500}, Vivado replaces the DSPs by Look Up Tables (LUTs). We assume that, 821 832 to 7300 LUTs. The conclusion is that the orders of magnitude of our arbitrary
when the filter coefficients are small enough, or when the input size is small 822 833 unit map well to actual hardware resources. The relatively small differences can probably be explained
enough, Vivado optimizes resource consumption by selecting multiplexers to 823 834 by the optimizations done by Vivado based on the detailed map of available processing resources.
implement the multiplications instead of a DSP. In this case, it is quite difficult 824 835
to compare the whole silicon budget. 825 836 We now present the computation time needed to solve the quadratic problem.
826 837 For each case, the filter solver software is executed on a Intel(R) Xeon(R) CPU E5606
However, a rough estimation can be made with a simple equivalence: looking at 827 838 clocked at 2.13~GHz. The CPU has 8 cores that are used by Gurobi to solve
the first column (MAX/500), where the number of LUTs is quite stable for $n \geq 2$, 828 839 the quadratic problem. Table~\ref{tbl:area_time} shows the time needed to solve the quadratic
we can deduce that a DSP is roughly equivalent to 100~LUTs in terms of silicon 829 840 problem when the maximal area is fixed to 500, 1000 and 1500 arbitrary units.
area use. With this equivalence, our 500 arbitrary units correspond to 2500 LUTs, 830 841
1000 arbitrary units correspond to 5000 LUTs and 1500 arbitrary units correspond 831 842 \begin{table}[h!tb]
to 7300 LUTs. The conclusion is that the orders of magnitude of our arbitrary 832 843 \caption{Time needed to solve the quadratic program with Gurobi}
unit map well to actual hardware resources. The relatively small differences can probably be explained 833 844 \label{tbl:area_time}
by the optimizations done by Vivado based on the detailed map of available processing resources. 834 845 \centering
846 \color{red}
835 847 \begin{tabular}{|c|c|c|c|}\hline
We now present the computation time needed to solve the quadratic problem. 836 848 $n$ & Time (MAX/500) & Time (MAX/1000) & Time (MAX/1500) \\\hline\hline
For each case, the filter solver software is executed on a Intel(R) Xeon(R) CPU E5606 837 849 1 & 0.01~s & 0.02~s & 0.03~s \\
clocked at 2.13~GHz. The CPU has 8 cores that are used by Gurobi to solve 838 850 2 & 0.1~s & 1~s & 2~s \\
the quadratic problem. Table~\ref{tbl:area_time} shows the time needed to solve the quadratic 839 851 3 & 5~s & 27~s & 351~s ($\approx$ 6~min) \\
problem when the maximal area is fixed to 500, 1000 and 1500 arbitrary units. 840 852 4 & 4~s & 141~s ($\approx$ 3~min) & 1134~s ($\approx$ 18~min) \\
841 853 5 & 6~s & 630~s ($\approx$ 10~min) & 49400~s ($\approx$ 13~h) \\\hline
\begin{table}[h!tb] 842 854 \end{tabular}
\caption{Time needed to solve the quadratic program with Gurobi} 843 855 \end{table}
\label{tbl:area_time} 844 856
\centering 845 857 As expected, the computation time seems to rise exponentially with the number of stages.
\color{red} 846 858 When the area is limited, the design exploration space is more limited and the solver is able to
\begin{tabular}{|c|c|c|c|}\hline 847 859 find an optimal solution faster.
860 {\color{red} We can also notice that the solution with $n$ greater than the optimal $n$
861 take more time than the optimal one. This can be explain since the search space is
862 more important and we need more time to ensure that the previous solution (from the
863 smaller value of $n$) still the optimal solution.}
$n$ & Time (MAX/500) & Time (MAX/1000) & Time (MAX/1500) \\\hline\hline 848 864
1 & 0.01~s & 0.02~s & 0.03~s \\ 849 865 \subsection{Minimizing resource occupation at fixed rejection}\label{sec:fixed_rej}
2 & 0.1~s & 1~s & 2~s \\ 850 866
3 & 5~s & 27~s & 351~s ($\approx$ 6~min) \\ 851 867 This section presents the results of the complementary quadratic program aimed at
4 & 4~s & 141~s ($\approx$ 3~min) & 1134~s ($\approx$ 18~min) \\ 852 868 minimizing the area occupation for a targeted rejection level.
5 & 6~s & 630~s ($\approx$ 10~min) & 49400~s ($\approx$ 13~h) \\\hline 853 869
\end{tabular} 854 870 The experimental setup is composed of four cases. The raw input is the same
\end{table} 855 871 as in the previous section, from a PRN generator, which fixes the input data size $\Pi^I$.
856 872 Then the targeted rejection $\mathcal{R}$ has been fixed to either 40, 60, 80 or 100~dB.
As expected, the computation time seems to rise exponentially with the number of stages. 857 873 Hence, the three cases have been named: MIN/40, MIN/60, MIN/80 and MIN/100.
When the area is limited, the design exploration space is more limited and the solver is able to 858 874 The number of configurations $p$ is the same as previous section.
find an optimal solution faster. 859 875
{\color{red} We can also notice that the solution with $n$ greater than the optimal $n$ 860 876 Table~\ref{tbl:gurobi_min_40} shows the results obtained by the filter solver for MIN/40.
take more time than the optimal one. This can be explain since the search space is 861 877 Table~\ref{tbl:gurobi_min_60} shows the results obtained by the filter solver for MIN/60.
more important and we need more time to ensure that the previous solution (from the 862 878 Table~\ref{tbl:gurobi_min_80} shows the results obtained by the filter solver for MIN/80.
smaller value of $n$) still the optimal solution.} 863 879 Table~\ref{tbl:gurobi_min_100} shows the results obtained by the filter solver for MIN/100.
864 880
\subsection{Minimizing resource occupation at fixed rejection}\label{sec:fixed_rej} 865 881 \renewcommand{\arraystretch}{1.4}
866 882
This section presents the results of the complementary quadratic program aimed at 867 883 \begin{table}[h!tb]
minimizing the area occupation for a targeted rejection level. 868 884 \caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MIN/40}
869 885 \label{tbl:gurobi_min_40}
The experimental setup is composed of four cases. The raw input is the same 870 886 \centering
as in the previous section, from a PRN generator, which fixes the input data size $\Pi^I$. 871 887 {\scalefont{0.77}\color{red}
Then the targeted rejection $\mathcal{R}$ has been fixed to either 40, 60, 80 or 100~dB. 872 888 \begin{tabular}{|c|ccccc|c|c|}
Hence, the three cases have been named: MIN/40, MIN/60, MIN/80 and MIN/100. 873 889 \hline
The number of configurations $p$ is the same as previous section. 874 890 $n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\
875 891 \hline
Table~\ref{tbl:gurobi_min_40} shows the results obtained by the filter solver for MIN/40. 876 892 1 & (27, 8, 0) & - & - & - & - & 41~dB & 648 \\
Table~\ref{tbl:gurobi_min_60} shows the results obtained by the filter solver for MIN/60. 877 893 2 & (3, 5, 18) & (27, 8, 0) & - & - & - & 42~dB & 360 \\
Table~\ref{tbl:gurobi_min_80} shows the results obtained by the filter solver for MIN/80. 878 894 3 & (3, 5, 18) & (27, 8, 0) & - & - & - & 42~dB & 360 \\
Table~\ref{tbl:gurobi_min_100} shows the results obtained by the filter solver for MIN/100. 879 895 4 & (3, 5, 18) & (27, 8, 0) & - & - & - & 42~dB & 360 \\
896 5 & (3, 5, 18) & (27, 8, 0) & - & - & - & 42~dB & 360 \\
880 897 \hline
\renewcommand{\arraystretch}{1.4} 881 898 \end{tabular}
882 899 }
\begin{table}[h!tb] 883 900 \end{table}
\caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MIN/40} 884 901
\label{tbl:gurobi_min_40} 885 902 \begin{table}[h!tb]
\centering 886 903 \caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MIN/60}
{\scalefont{0.77}\color{red} 887 904 \label{tbl:gurobi_min_60}
\begin{tabular}{|c|ccccc|c|c|} 888 905 \centering
\hline 889 906 {\scalefont{0.77}\color{red}
$n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\ 890 907 \begin{tabular}{|c|ccccc|c|c|}
\hline 891 908 \hline
1 & (27, 8, 0) & - & - & - & - & 41~dB & 648 \\ 892 909 $n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\
2 & (3, 5, 18) & (27, 8, 0) & - & - & - & 42~dB & 360 \\ 893 910 \hline
3 & (3, 5, 18) & (27, 8, 0) & - & - & - & 42~dB & 360 \\ 894 911 1 & (39, 13, 0) & - & - & - & - & 60~dB & 1131 \\
4 & (3, 5, 18) & (27, 8, 0) & - & - & - & 42~dB & 360 \\ 895 912 2 & (15, 6, 16) & (23, 9, 0) & - & - & - & 60~dB & 675 \\
5 & (3, 5, 18) & (27, 8, 0) & - & - & - & 42~dB & 360 \\ 896 913 3 & (3, 5, 18) & (15, 6, 2) & (23, 8, 0) & - & - & 60~dB & 543 \\
\hline 897 914 4 & (3, 5, 18) & (15, 6, 2) & (23, 8, 0) & - & - & 60~dB & 543 \\
\end{tabular} 898 915 5 & (3, 5, 18) & (15, 6, 2) & (23, 8, 0) & - & - & 60~dB & 543 \\
} 899 916 \hline
\end{table} 900 917 \end{tabular}
901 918 }
\begin{table}[h!tb] 902 919 \end{table}
\caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MIN/60} 903 920
\label{tbl:gurobi_min_60} 904 921 \begin{table}[h!tb]
\centering 905 922 \caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MIN/80}
{\scalefont{0.77}\color{red} 906 923 \label{tbl:gurobi_min_80}
\begin{tabular}{|c|ccccc|c|c|} 907 924 \centering
\hline 908 925 {\scalefont{0.77}\color{red}
$n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\ 909 926 \begin{tabular}{|c|ccccc|c|c|}
\hline 910 927 \hline
1 & (39, 13, 0) & - & - & - & - & 60~dB & 1131 \\ 911 928 $n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\
2 & (15, 6, 16) & (23, 9, 0) & - & - & - & 60~dB & 675 \\ 912 929 \hline
3 & (3, 5, 18) & (15, 6, 2) & (23, 8, 0) & - & - & 60~dB & 543 \\ 913 930 1 & (55, 16, 0) & - & - & - & - & 81~dB & 1760 \\
4 & (3, 5, 18) & (15, 6, 2) & (23, 8, 0) & - & - & 60~dB & 543 \\ 914 931 2 & (15, 8, 17) & (35, 11, 0) & - & - & - & 80~dB & 990 \\
5 & (3, 5, 18) & (15, 6, 2) & (23, 8, 0) & - & - & 60~dB & 543 \\ 915 932 3 & (3, 7, 20) & (31, 9, 1) & (19, 7, 0) & - & - & 80~dB & 783 \\
\hline 916 933 4 & (3, 7, 20) & (31, 9, 1) & (19, 7, 0) & - & - & 80~dB & 783 \\
\end{tabular} 917 934 5 & (3, 7, 20) & (31, 9, 1) & (19, 7, 0) & - & - & 80~dB & 783 \\
} 918 935 \hline
\end{table} 919 936 \end{tabular}
920 937 }
\begin{table}[h!tb] 921 938 \end{table}
\caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MIN/80} 922 939
\label{tbl:gurobi_min_80} 923 940 \begin{table}[h!tb]
\centering 924 941 \caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MIN/100}
{\scalefont{0.77}\color{red} 925 942 \label{tbl:gurobi_min_100}
\begin{tabular}{|c|ccccc|c|c|} 926 943 \centering
\hline 927 944 {\scalefont{0.77}\color{red}
$n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\ 928 945 \begin{tabular}{|c|ccccc|c|c|}
\hline 929 946 \hline
1 & (55, 16, 0) & - & - & - & - & 81~dB & 1760 \\ 930 947 $n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\
2 & (15, 8, 17) & (35, 11, 0) & - & - & - & 80~dB & 990 \\ 931 948 \hline
3 & (3, 7, 20) & (31, 9, 1) & (19, 7, 0) & - & - & 80~dB & 783 \\ 932 949 1 & - & - & - & - & - & - & - \\
4 & (3, 7, 20) & (31, 9, 1) & (19, 7, 0) & - & - & 80~dB & 783 \\ 933 950 2 & (27, 9, 15) & (35, 11, 0) & - & - & - & 100~dB & 1410 \\
5 & (3, 7, 20) & (31, 9, 1) & (19, 7, 0) & - & - & 80~dB & 783 \\ 934 951 3 & (3, 5, 18) & (35, 11, 1) & (27, 9, 0) & - & - & 100~dB & 1147 \\
\hline 935 952 4 & (3, 5, 18) & (15, 6, 2) & (27, 9, 0) & (19, 7, 0) & - & 100~dB & 1067 \\
\end{tabular} 936 953 5 & (3, 5, 18) & (15, 6, 2) & (27, 9, 0) & (19, 7, 0) & - & 100~dB & 1067 \\
} 937 954 \hline
\end{table} 938 955 \end{tabular}
939 956 }
\begin{table}[h!tb] 940 957 \end{table}
\caption{Configurations $(C_i, \pi_i^C, \pi_i^S)$, rejections and areas (in arbitrary units) for MIN/100} 941 958 \renewcommand{\arraystretch}{1}
\label{tbl:gurobi_min_100} 942 959
\centering 943 960 From these tables, we can first state that almost all configurations reach the targeted rejection
{\scalefont{0.77}\color{red} 944 961 level or even better thanks to our underestimate of the cascade rejection as the sum of the
\begin{tabular}{|c|ccccc|c|c|} 945 962 individual filter rejection. The only exception is for the monolithic case ($n = 1$) in
\hline 946 963 MIN/100: no solution is found for a single monolithic filter reach a 100~dB rejection.
$n$ & $i = 1$ & $i = 2$ & $i = 3$ & $i = 4$ & $i = 5$ & Rejection & Area \\ 947 964 Furthermore, the area of the monolithic filter is twice as big as the two cascaded filters
\hline 948 965 {\color{red}(675 and 1131 arbitrary units v.s 990 and 1760 arbitrary units for 60 and 80~dB rejection}
1 & - & - & - & - & - & - & - \\ 949 966 respectively). More generally, the more filters are cascaded, the lower the occupied area.
2 & (27, 9, 15) & (35, 11, 0) & - & - & - & 100~dB & 1410 \\ 950 967
3 & (3, 5, 18) & (35, 11, 1) & (27, 9, 0) & - & - & 100~dB & 1147 \\ 951 968 Like in previous section, the solver chooses always a little filter as first
4 & (3, 5, 18) & (15, 6, 2) & (27, 9, 0) & (19, 7, 0) & - & 100~dB & 1067 \\ 952 969 filter stage and the second one is often the biggest filter. This choice can be explained
5 & (3, 5, 18) & (15, 6, 2) & (27, 9, 0) & (19, 7, 0) & - & 100~dB & 1067 \\ 953 970 as in the previous section, with the solver using just enough bits not to degrade the input
\hline 954 971 signal and in the second filter selecting a better filter to improve rejection without
\end{tabular} 955 972 having too many bits in the output data.
} 956 973
\end{table} 957 974 {\color{red} For each case, we found an optimal solution with $n < 5$: for MIN/40 $n=2$,
\renewcommand{\arraystretch}{1} 958 975 for MIN/60 and MIN/80 $n = 3$ and for MIN/100 $n = 4$. In all cases, the solutions
959 976 when $n$ is greater than the optimal $n$ they remain identical to the optimal one.}
977 % For the specific case of MIN/40 for $n = 5$ the solver has determined that the optimal
978 % number of filters is 4 so it did not chose any configuration for the last filter. Hence this
979 % solution is equivalent to the result for $n = 4$.
From these tables, we can first state that almost all configurations reach the targeted rejection 960 980
level or even better thanks to our underestimate of the cascade rejection as the sum of the 961 981 The following graphs present the rejection for real data on the FPGA. In all the following
individual filter rejection. The only exception is for the monolithic case ($n = 1$) in 962 982 figures, the solid line represents the actual rejection of the filtered
MIN/100: no solution is found for a single monolithic filter reach a 100~dB rejection. 963 983 data on the FPGA as measured experimentally and the dashed line is the noise level
Furthermore, the area of the monolithic filter is twice as big as the two cascaded filters 964 984 given by the quadratic solver.
{\color{red}(675 and 1131 arbitrary units v.s 990 and 1760 arbitrary units for 60 and 80~dB rejection} 965 985
respectively). More generally, the more filters are cascaded, the lower the occupied area. 966 986 Figure~\ref{fig:min_40} shows the rejection of the different configurations in the case of MIN/40.
967 987 Figure~\ref{fig:min_60} shows the rejection of the different configurations in the case of MIN/60.
Like in previous section, the solver chooses always a little filter as first 968 988 Figure~\ref{fig:min_80} shows the rejection of the different configurations in the case of MIN/80.
filter stage and the second one is often the biggest filter. This choice can be explained 969 989 Figure~\ref{fig:min_100} shows the rejection of the different configurations in the case of MIN/100.
as in the previous section, with the solver using just enough bits not to degrade the input 970 990
signal and in the second filter selecting a better filter to improve rejection without 971 991 % \begin{figure}
having too many bits in the output data. 972 992 % \centering
973 993 % \includegraphics[width=\linewidth]{images/min_40}
{\color{red} For each case, we found an optimal solution with $n < 5$: for MIN/40 $n=2$, 974 994 % \caption{Signal spectrum for MIN/40}
for MIN/60 and MIN/80 $n = 3$ and for MIN/100 $n = 4$. In all cases, the solutions 975 995 % \label{fig:min_40}
when $n$ is greater than the optimal $n$ they remain identical to the optimal one.} 976 996 % \end{figure}
% For the specific case of MIN/40 for $n = 5$ the solver has determined that the optimal 977 997 %
% number of filters is 4 so it did not chose any configuration for the last filter. Hence this 978 998 % \begin{figure}
% solution is equivalent to the result for $n = 4$. 979 999 % \centering
980 1000 % \includegraphics[width=\linewidth]{images/min_60}
The following graphs present the rejection for real data on the FPGA. In all the following 981 1001 % \caption{Signal spectrum for MIN/60}
figures, the solid line represents the actual rejection of the filtered 982 1002 % \label{fig:min_60}
data on the FPGA as measured experimentally and the dashed line is the noise level 983 1003 % \end{figure}
given by the quadratic solver. 984 1004 %
985 1005 % \begin{figure}
Figure~\ref{fig:min_40} shows the rejection of the different configurations in the case of MIN/40. 986 1006 % \centering
Figure~\ref{fig:min_60} shows the rejection of the different configurations in the case of MIN/60. 987 1007 % \includegraphics[width=\linewidth]{images/min_80}
Figure~\ref{fig:min_80} shows the rejection of the different configurations in the case of MIN/80. 988 1008 % \caption{Signal spectrum for MIN/80}
Figure~\ref{fig:min_100} shows the rejection of the different configurations in the case of MIN/100. 989 1009 % \label{fig:min_80}
990 1010 % \end{figure}
% \begin{figure} 991 1011 %
% \centering 992 1012 % \begin{figure}
% \includegraphics[width=\linewidth]{images/min_40} 993 1013 % \centering
% \caption{Signal spectrum for MIN/40} 994 1014 % \includegraphics[width=\linewidth]{images/min_100}
% \label{fig:min_40} 995 1015 % \caption{Signal spectrum for MIN/100}
% \end{figure} 996 1016 % \label{fig:min_100}
% 997 1017 % \end{figure}
% \begin{figure} 998 1018
% \centering 999 1019 % r2.14 et r2.15 et r2.16
% \includegraphics[width=\linewidth]{images/min_60} 1000 1020 \begin{figure}
% \caption{Signal spectrum for MIN/60} 1001 1021 \centering
% \label{fig:min_60} 1002 1022 \begin{subfigure}{\linewidth}
% \end{figure} 1003 1023 \includegraphics[width=.91\linewidth]{images/min_40}
% 1004 1024 \caption{\color{red}Filter transfer functions for varying number of cascaded filters solving
% \begin{figure} 1005 1025 the MIN/40 problem of minimizing resource allocation for reaching a 40~dB rejection.}
% \centering 1006 1026 \label{fig:min_40}
% \includegraphics[width=\linewidth]{images/min_80} 1007 1027 \end{subfigure}
% \caption{Signal spectrum for MIN/80} 1008 1028
% \label{fig:min_80} 1009 1029 \begin{subfigure}{\linewidth}
% \end{figure} 1010 1030 \includegraphics[width=.91\linewidth]{images/min_60}
% 1011 1031 \caption{\color{red}Filter transfer functions for varying number of cascaded filters solving
% \begin{figure} 1012 1032 the MIN/60 problem of minimizing resource allocation for reaching a 60~dB rejection.}
% \centering 1013 1033 \label{fig:min_60}
% \includegraphics[width=\linewidth]{images/min_100} 1014 1034 \end{subfigure}
% \caption{Signal spectrum for MIN/100} 1015 1035
% \label{fig:min_100} 1016 1036 \begin{subfigure}{\linewidth}
% \end{figure} 1017 1037 \includegraphics[width=.91\linewidth]{images/min_80}
1018 1038 \caption{\color{red}Filter transfer functions for varying number of cascaded filters solving
% r2.14 et r2.15 et r2.16 1019 1039 the MIN/80 problem of minimizing resource allocation for reaching a 80~dB rejection.}
\begin{figure} 1020 1040 \label{fig:min_80}
\centering 1021 1041 \end{subfigure}
\begin{subfigure}{\linewidth} 1022 1042
\includegraphics[width=.91\linewidth]{images/min_40} 1023 1043 \begin{subfigure}{\linewidth}
\caption{\color{red}Filter transfer functions for varying number of cascaded filters solving 1024 1044 \includegraphics[width=.91\linewidth]{images/min_100}
the MIN/40 problem of minimizing resource allocation for reaching a 40~dB rejection.} 1025 1045 \caption{\color{red}Filter transfer functions for varying number of cascaded filters solving
\label{fig:min_40} 1026 1046 the MIN/100 problem of minimizing resource allocation for reaching a 100~dB rejection.}
\end{subfigure} 1027 1047 \label{fig:min_100}
1028 1048 \end{subfigure}
\begin{subfigure}{\linewidth} 1029 1049 \caption{\color{red}Solutions for the MIN/40, MIN/60, MIN/80 and MIN/100 problems of reaching a
\includegraphics[width=.91\linewidth]{images/min_60} 1030 1050 given rejection while minimizing resource allocation. The filter shape constraint (bandpass and
\caption{\color{red}Filter transfer functions for varying number of cascaded filters solving 1031 1051 bandstop) is shown as thick
the MIN/60 problem of minimizing resource allocation for reaching a 60~dB rejection.} 1032 1052 horizontal lines on each chart.}
\label{fig:min_60} 1033 1053 \end{figure}
\end{subfigure} 1034 1054
1035 1055 We observe that all rejections given by the quadratic solver are close to the experimentally
\begin{subfigure}{\linewidth} 1036 1056 measured rejection. All curves prove that the constraint to reach the target rejection is
\includegraphics[width=.91\linewidth]{images/min_80} 1037 1057 respected with both monolithic (except in MIN/100 which has no monolithic solution) or cascaded filters.
\caption{\color{red}Filter transfer functions for varying number of cascaded filters solving 1038 1058
the MIN/80 problem of minimizing resource allocation for reaching a 80~dB rejection.} 1039 1059 Table~\ref{tbl:resources_usage} shows the resource usage in the case of MIN/40, MIN/60;
\label{fig:min_80} 1040 1060 MIN/80 and MIN/100 \emph{i.e.} when the target rejection is fixed to 40, 60, 80 and 100~dB. We
\end{subfigure} 1041 1061 have taken care to extract solely the resources used by
1042 1062 the FIR filters and remove additional processing blocks including FIFO and PL to
\begin{subfigure}{\linewidth} 1043 1063 PS communication.
\includegraphics[width=.91\linewidth]{images/min_100} 1044 1064
\caption{\color{red}Filter transfer functions for varying number of cascaded filters solving 1045 1065 \renewcommand{\arraystretch}{1.2}
the MIN/100 problem of minimizing resource allocation for reaching a 100~dB rejection.} 1046 1066 \begin{table}
\label{fig:min_100} 1047 1067 \caption{Resource occupation. The last column refers to available resources on a Zynq-7010 as found on the Redpitaya.}
\end{subfigure} 1048 1068 \label{tbl:resources_usage_comp}
\caption{\color{red}Solutions for the MIN/40, MIN/60, MIN/80 and MIN/100 problems of reaching a 1049 1069 \centering
given rejection while minimizing resource allocation. The filter shape constraint (bandpass and 1050 1070 {\scalefont{0.90}\color{red}
bandstop) is shown as thick 1051 1071 \begin{tabular}{|c|c|cccc|c|}
horizontal lines on each chart.} 1052 1072 \hline
\end{figure} 1053 1073 $n$ & & MIN/40 & MIN/60 & MIN/80 & MIN/100 & \emph{Zynq 7010} \\ \hline\hline
1054 1074 & LUT & 343 & 334 & 772 & - & \emph{17600} \\
We observe that all rejections given by the quadratic solver are close to the experimentally 1055 1075 1 & BRAM & 1 & 1 & 1 & - & \emph{120} \\
measured rejection. All curves prove that the constraint to reach the target rejection is 1056 1076 & DSP & 27 & 39 & 55 & - & \emph{80} \\ \hline
respected with both monolithic (except in MIN/100 which has no monolithic solution) or cascaded filters. 1057 1077 & LUT & 1664 & 2329 & 474 & 620 & \emph{17600} \\
1058 1078 2 & BRAM & 2 & 2 & 2 & 2 & \emph{120} \\
Table~\ref{tbl:resources_usage} shows the resource usage in the case of MIN/40, MIN/60; 1059 1079 & DSP & 0 & 15 & 50 & 62 & \emph{80} \\ \hline
MIN/80 and MIN/100 \emph{i.e.} when the target rejection is fixed to 40, 60, 80 and 100~dB. We 1060 1080 & LUT & 1664 & 3114 & 1884 & 2873 & \emph{17600} \\
have taken care to extract solely the resources used by 1061 1081 3 & BRAM & 2 & 3 & 3 & 3 & \emph{120} \\
the FIR filters and remove additional processing blocks including FIFO and PL to 1062 1082 & DSP & 0 & 0 & 22 & 27 & \emph{80} \\ \hline
PS communication. 1063 1083 & LUT & 1664 & 3114 & 2570 & 4318 & \emph{17600} \\
1064 1084 4 & BRAM & 2 & 3 & 4 & 4 & \emph{120} \\
\renewcommand{\arraystretch}{1.2} 1065 1085 & DPS & 0 & 15 & 19 & 19 & \emph{80} \\ \hline
\begin{table} 1066 1086 & LUT & 1664 & 3114 & 2570 & 4318 & \emph{17600} \\
\caption{Resource occupation. The last column refers to available resources on a Zynq-7010 as found on the Redpitaya.} 1067 1087 5 & BRAM & 2 & 3 & 4 & 4 & \emph{120} \\
\label{tbl:resources_usage_comp} 1068 1088 & DPS & 0 & 0 & 19 & 19 & \emph{80} \\ \hline
\centering 1069 1089 \end{tabular}
{\scalefont{0.90}\color{red} 1070 1090 }
\begin{tabular}{|c|c|cccc|c|} 1071 1091 \end{table}
\hline 1072 1092 \renewcommand{\arraystretch}{1}
$n$ & & MIN/40 & MIN/60 & MIN/80 & MIN/100 & \emph{Zynq 7010} \\ \hline\hline 1073 1093
& LUT & 343 & 334 & 772 & - & \emph{17600} \\ 1074 1094 If we keep the previous estimation of cost of one DSP in terms of LUT (1 DSP $\approx$ 100 LUT)
1 & BRAM & 1 & 1 & 1 & - & \emph{120} \\ 1075 1095 the real resource consumption decreases as a function of the number of stages in the cascaded
& DSP & 27 & 39 & 55 & - & \emph{80} \\ \hline 1076 1096 filter according
& LUT & 1664 & 2329 & 474 & 620 & \emph{17600} \\ 1077 1097 to the solution given by the quadratic solver. Indeed, we have always a decreasing
2 & BRAM & 2 & 2 & 2 & 2 & \emph{120} \\ 1078 1098 consumption even if the difference between the monolithic and the two cascaded
& DSP & 0 & 15 & 50 & 62 & \emph{80} \\ \hline 1079 1099 filters is less than expected.
& LUT & 1664 & 3114 & 1884 & 2873 & \emph{17600} \\ 1080 1100
3 & BRAM & 2 & 3 & 3 & 3 & \emph{120} \\ 1081 1101 Finally, table~\ref{tbl:area_time_comp} shows the computation time to solve
& DSP & 0 & 0 & 22 & 27 & \emph{80} \\ \hline 1082 1102 the quadratic program.
& LUT & 1664 & 3114 & 2570 & 4318 & \emph{17600} \\ 1083 1103
4 & BRAM & 2 & 3 & 4 & 4 & \emph{120} \\ 1084 1104 \renewcommand{\arraystretch}{1.2}
& DPS & 0 & 15 & 19 & 19 & \emph{80} \\ \hline 1085 1105 \begin{table}[h!tb]
& LUT & 1664 & 3114 & 2570 & 4318 & \emph{17600} \\ 1086 1106 \caption{Time to solve the quadratic program with Gurobi}
5 & BRAM & 2 & 3 & 4 & 4 & \emph{120} \\ 1087 1107 \label{tbl:area_time_comp}
& DPS & 0 & 0 & 19 & 19 & \emph{80} \\ \hline 1088 1108 \centering
\end{tabular} 1089 1109 {\scalefont{0.90}\color{red}
} 1090 1110 \begin{tabular}{|c|c|c|c|c|}\hline
\end{table} 1091 1111 $n$ & Time (MIN/40) & Time (MIN/60) & Time (MIN/80) & Time (MIN/100) \\\hline\hline
\renewcommand{\arraystretch}{1} 1092 1112 1 & 0.04~s & 0.01~s & 0.01~s & - \\
1093 1113 2 & 2.7~s & 2.4~s & 2.4~s & 0.8~s \\
If we keep the previous estimation of cost of one DSP in terms of LUT (1 DSP $\approx$ 100 LUT) 1094 1114 3 & 4.6~s & 7~s & 7~s & 18~s \\
the real resource consumption decreases as a function of the number of stages in the cascaded 1095 1115 4 & 3~s & 22~s & 70~s & 220~s ($\approx$ 3~min) \\
filter according 1096 1116 5 & 5~s & 122~s & 200~s & 384~s ($\approx$ 5~min) \\\hline
to the solution given by the quadratic solver. Indeed, we have always a decreasing 1097 1117 \end{tabular}
consumption even if the difference between the monolithic and the two cascaded 1098 1118 }
filters is less than expected. 1099 1119 \end{table}
1100 1120 \renewcommand{\arraystretch}{1}
Finally, table~\ref{tbl:area_time_comp} shows the computation time to solve 1101 1121
the quadratic program. 1102 1122 The time needed to solve this configuration is significantly shorter than the time
1103 1123 needed in the previous section. Indeed the worst time in this case is only {\color{red}5~minutes,
\renewcommand{\arraystretch}{1.2} 1104 1124 compared to 13~hours} in the previous section: this problem is more easily solved than the
\begin{table}[h!tb] 1105 1125 previous one.
\caption{Time to solve the quadratic program with Gurobi} 1106 1126
\label{tbl:area_time_comp} 1107
\centering 1108 1127 To conclude, we compare our monolithic filters with the FIR Compiler provided by
{\scalefont{0.90}\color{red} 1109 1128 Xilinx in the Vivado software suite (v.2018.2). For each experiment we use the
\begin{tabular}{|c|c|c|c|c|}\hline 1110 1129 same coefficient set and we compare the resource consumption, having checked that
$n$ & Time (MIN/40) & Time (MIN/60) & Time (MIN/80) & Time (MIN/100) \\\hline\hline 1111 1130 the transfer functions are indeed the same with both implementations.
1 & 0.04~s & 0.01~s & 0.01~s & - \\ 1112 1131 Table~\ref{tbl:xilinx_resources} exhibits the results.
2 & 2.7~s & 2.4~s & 2.4~s & 0.8~s \\ 1113 1132 The FIR Compiler never uses BRAM while our filter implementation uses one block. This difference
3 & 4.6~s & 7~s & 7~s & 18~s \\ 1114 1133 is explained be our wish to have a dynamically reconfigurable FIR filter whose
4 & 3~s & 22~s & 70~s & 220~s ($\approx$ 3~min) \\ 1115 1134 coefficients can be updated from the processing system without having to update the FPGA design.
5 & 5~s & 122~s & 200~s & 384~s ($\approx$ 5~min) \\\hline 1116 1135 With the FIR compiler, the coefficients are defined during the FPGA design so that
\end{tabular} 1117 1136 changing coefficients required generating a new design. The difference with the LUT consumption
} 1118 1137 is also attributed to the reconfigurability logic. However the DSP consumption, the scarcest
\end{table} 1119 1138 resource, is the same between the Xilinx FIR Compiler end
\renewcommand{\arraystretch}{1} 1120 1139 our FIR block: we hence conclude that our solutions are as good as the Xilinx implementation.
1121 1140
The time needed to solve this configuration is significantly shorter than the time 1122 1141 \renewcommand{\arraystretch}{1.2}
needed in the previous section. Indeed the worst time in this case is only {\color{red}5~minutes, 1123 1142 \begin{table}
compared to 13~hours} in the previous section: this problem is more easily solved than the 1124 1143 \centering
previous one. 1125 1144 \caption{Resource consumption compared between the FIR Compiler from Xilinx and our FIR block}
1126 1145 \label{tbl:xilinx_resources}
To conclude, we compare our monolithic filters with the FIR Compiler provided by 1127 1146 \begin{tabular}{|c|c|c|c|c|c|c|}
Xilinx in the Vivado software suite (v.2018.2). For each experiment we use the 1128 1147 \hline
same coefficient set and we compare the resource consumption, having checked that 1129 1148 \multirow{2}{*}{} & \multicolumn{3}{c|}{Xilinx} & \multicolumn{3}{c|}{Our FIR block} \\ \cline{2-7}
the transfer functions are indeed the same with both implementations. 1130 1149 & LUT & BRAM & DSP & LUT & BRAM & DSP \\ \hline
Table~\ref{tbl:xilinx_resources} exhibits the results. 1131 1150 MAX/500 & 177 & 0 & 21 & 249 & 1 & 21 \\ \hline
The FIR Compiler never uses BRAM while our filter implementation uses one block. This difference 1132 1151 MAX/1000 & 306 & 0 & 37 & 453 & 1 & 37 \\ \hline
is explained be our wish to have a dynamically reconfigurable FIR filter whose 1133 1152 MAX/1500 & 418 & 0 & 47 & 627 & 1 & 47 \\ \hline
coefficients can be updated from the processing system without having to update the FPGA design. 1134 1153 MIN/40 & 225 & 0 & 27 & 347 & 1 & 27 \\ \hline
With the FIR compiler, the coefficients are defined during the FPGA design so that 1135 1154 MIN/60 & 322 & 0 & 39 & 334 & 1 & 39 \\ \hline
changing coefficients required generating a new design. The difference with the LUT consumption 1136 1155 MIN/80 & 482 & 0 & 55 & 772 & 1 & 55 \\ \hline
is also attributed to the reconfigurability logic. However the DSP consumption, the scarcest 1137 1156 \end{tabular}
resource, is the same between the Xilinx FIR Compiler end 1138 1157 \end{table}
our FIR block: we hence conclude that our solutions are as good as the Xilinx implementation. 1139 1158 \renewcommand{\arraystretch}{1}
1140
\renewcommand{\arraystretch}{1.2} 1141 1159
\begin{table} 1142 1160 \section{Conclusion}
\centering 1143 1161
\caption{Resource consumption compared between the FIR Compiler from Xilinx and our FIR block} 1144 1162 We have proposed a new approach to optimize a set of signal processing blocks whose performances
\label{tbl:xilinx_resources} 1145 1163 and resource consumption has been tabulated, and applied this methodology to the practical
\begin{tabular}{|c|c|c|c|c|c|c|} 1146 1164 case of implementing cascaded FIR filters inside a FPGA.
\hline 1147 1165 This method aims to be hardware independent and focuses an a high-level of abstraction.
\multirow{2}{*}{} & \multicolumn{3}{c|}{Xilinx} & \multicolumn{3}{c|}{Our FIR block} \\ \cline{2-7} 1148 1166 We have modeled the FIR filter operation and the impact of data shift. Thanks to this model,
& LUT & BRAM & DSP & LUT & BRAM & DSP \\ \hline 1149 1167 we have created a quadratic program to select the optimal FIR taps to reach a targeted
MAX/500 & 177 & 0 & 21 & 249 & 1 & 21 \\ \hline 1150 1168 rejection. Individual filter taps have been identified using commonly available tools and the
MAX/1000 & 306 & 0 & 37 & 453 & 1 & 37 \\ \hline 1151 1169 emphasis is on FIR assembly rather than individual FIR coefficient identification.
MAX/1500 & 418 & 0 & 47 & 627 & 1 & 47 \\ \hline 1152 1170
MIN/40 & 225 & 0 & 27 & 347 & 1 & 27 \\ \hline 1153 1171 Our experimental results are very promising in providing a rational approach to selecting
MIN/60 & 322 & 0 & 39 & 334 & 1 & 39 \\ \hline 1154 1172 the coefficients of each FIR filter in the context of a performance target for a chain of
MIN/80 & 482 & 0 & 55 & 772 & 1 & 55 \\ \hline 1155 1173 such filters. The FPGA design that is produced automatically by the proposed
\end{tabular} 1156 1174 workflow is able to filter an input signal as expected, validating experimentally our model and our approach.
\end{table} 1157 1175 The quadratic program can be adapted it to an other problem based on assembling skeleton blocks.
\renewcommand{\arraystretch}{1} 1158 1176
1159 1177 A perspective is to model and add the decimators to the processing chain to have a classical
\section{Conclusion} 1160 1178 FIR filter and decimator. The impact of the decimator is not trivial, especially in terms of silicon
1161 1179 area usage for subsequent stages since some hardware optimization can be applied in
We have proposed a new approach to optimize a set of signal processing blocks whose performances 1162 1180 this case.
and resource consumption has been tabulated, and applied this methodology to the practical 1163 1181
case of implementing cascaded FIR filters inside a FPGA. 1164 1182 The software used to demonstrate the concepts developed in this paper is based on the
This method aims to be hardware independent and focuses an a high-level of abstraction. 1165 1183 CPU-FPGA co-design framework available at \url{https://github.com/oscimp/oscimpDigital}.
We have modeled the FIR filter operation and the impact of data shift. Thanks to this model, 1166 1184
we have created a quadratic program to select the optimal FIR taps to reach a targeted 1167 1185 \section*{Acknowledgement}
rejection. Individual filter taps have been identified using commonly available tools and the 1168 1186
emphasis is on FIR assembly rather than individual FIR coefficient identification. 1169 1187 This work is supported by the ANR Programme d'Investissement d'Avenir in
1170 1188 progress at the Time and Frequency Departments of the FEMTO-ST Institute
Our experimental results are very promising in providing a rational approach to selecting 1171 1189 (Oscillator IMP, First-TF and Refimeve+), and by R\'egion de Franche-Comt\'e.
the coefficients of each FIR filter in the context of a performance target for a chain of 1172 1190 The authors would like to thank E. Rubiola, F. Vernotte, and G. Cabodevila
such filters. The FPGA design that is produced automatically by the proposed 1173 1191 for support and fruitful discussions.
workflow is able to filter an input signal as expected, validating experimentally our model and our approach. 1174 1192
The quadratic program can be adapted it to an other problem based on assembling skeleton blocks. 1175 1193 \bibliographystyle{IEEEtran}
1176 1194 \balance
A perspective is to model and add the decimators to the processing chain to have a classical 1177 1195 \bibliography{references,biblio}
FIR filter and decimator. The impact of the decimator is not trivial, especially in terms of silicon 1178 1196 \end{document}
area usage for subsequent stages since some hardware optimization can be applied in 1179 1197
this case. 1180
1181
The software used to demonstrate the concepts developed in this paper is based on the 1182
CPU-FPGA co-design framework available at \url{https://github.com/oscimp/oscimpDigital}. 1183
1184
\section*{Acknowledgement} 1185
1186
This work is supported by the ANR Programme d'Investissement d'Avenir in 1187
progress at the Time and Frequency Departments of the FEMTO-ST Institute 1188
(Oscillator IMP, First-TF and Refimeve+), and by R\'egion de Franche-Comt\'e. 1189
The authors would like to thank E. Rubiola, F. Vernotte, and G. Cabodevila 1190
ifcs2018_journal_reponse2.tex
File was created 1 % MANUSCRIPT NO. TUFFC-09469-2019.R1
2 % MANUSCRIPT TYPE: Papers
3 % TITLE: Filter optimization for real time digital processing of radiofrequency signals: application to oscillator metrology
4 % AUTHOR(S): HUGEAT, Arthur; BERNARD, Julien; Goavec-Mérou, Gwenhaël; Bourgeois, Pierre-Yves; Friedt, Jean-Michel
5
6 \documentclass[a4paper]{article}
7 \usepackage[english]{babel}
8 \usepackage{fullpage,graphicx,amsmath, subcaption}
9 \begin{document}
10 \begin{center}
11 {\bf\Large
12 Rebuttal letter to the review #2 of the manuscript entitled
13
14 ``Filter optimization for real time digital processing of radiofrequency
15 signals: application to oscillator metrology''
16 }
17
18 by A. Hugeat \& al.
19 \end{center}
20
21 %
22 % REVIEWERS' COMMENTS:
23 % Reviewer: 1
24 %
25 % Comments to the Author
26 % The Authors have implemented all Reviewers’ remarks except the one related to the criterion that, in my opinion, is the most important one. By considering ``the minimal rejection within the stopband, to which the sum of the absolute values within the passband is subtracted to avoid filters with excessive ripples, normalized to the bin width to remain consistent with the passband criterion (dBc/Hz units in all cases)'' (please, find a way to state criterions more clearly), the Authors get filters with very different behaviors in pass band and, consequently, their comparison loses its meaning.
27 % In practice, the Authors use a good method based on a bad criterion, and this point weakens a lot the results they present.
28 % In phase noise metrology, the target is an uncertainty of 1 dB, even less. In this regard, I would personally use a maximum ripple in pass band of 1 dB (or less), while, in some cases, the filters presented in the Manuscript exceed 10 dB of ripple, which is definitely too much.
29 % The Authors seem to be reactive in redoing the measures and it does not seem a big problem for them to re-run the analysis with a better criterion. The article would gain a lot, because, in addition to the methodology, the reader could understand if it is actually better to put a cascade of small filters rather than a single large filter that is an interesting point.
30 % To help the Authors in finding a better criterion (``…finding a better criterion to avoid the ripples in the passband is challenging...''), in addition to the minimum rejection in stop band, I suggest to specify also the maximum ripple in pass band as it is done, for example, in fig. 4.10, pg. 146 of Crochierie R. E. and Rabiner L. R. (1983) ``Multirate Digital Signal Processing'', Prentice-Hall (see attach). This suggestion, in practice, specify the maximum allowed deviation from the transfer function modulus of an ideal filter: 1 in pass band and 0 in stop band. As a result, it should solve one of the Authors’ concerns: ``Selecting a strong constraint such as the sum of absolute values in the passband is too selective because it considers all frequency bins in the passband while the stopband criterion is limited to a single bin at which rejection is poorest…'' since both pass and stop bands are considered in the same way.
31 %
32 % I understand that the Manuscript is devoted to present a methodology (``In this article we focus on the methodology, so even if our criterion could be improved, our methodology still remains and works independently of rejection criterion.''). Please, remember that a methodology is a solution to a class of problems and the example chosen to present the methodology plays a key role in showing to the reader if the method is valid or not. Here the example problem is represented by the synthesis of a decimation filter to be used in phase noise metrology. Many of the filters presented by the Authors in figures 9 and 10 as the output of this methodology are not suitable to be used in this context, since, for example, some of them have an attenuation as high as 50 dB in DC (!) that poses severe problems in interpreting the phase noise power spectral densities. What is the cause of this fail? The methodology or the criterion?
33
34 {\bf
35 In my opinion, it is mandatory to correct the criterion and to re-run the analysis for checking if the methodology works properly or not.
36 In the end, I suggest to publish the Manuscript After Minor Revisions.
37 }
38
39 We have change our criterion to be more selective in passband. Now, when the filter response
40 exceed 1~dB in the passband, we discard the filter. We have re-run all experimentation
41 and we have updated the dataset and our conclusion. The methodology provide the
42 same results but since we have less filters we found the optimal solution earlier.
43 Our argumentation about the needed time to compute the optimal solution is not so
44 valid anymore since we need less time but we can also see that for biggest cases
45 we need more time.
46
47 \end{document}
% MANUSCRIPT NO. TUFFC-09469-2019.R1 1 48
% MANUSCRIPT TYPE: Papers 2
% TITLE: Filter optimization for real time digital processing of radiofrequency signals: application to oscillator metrology 3
% AUTHOR(S): HUGEAT, Arthur; BERNARD, Julien; Goavec-Mérou, Gwenhaël; Bourgeois, Pierre-Yves; Friedt, Jean-Michel 4
% 5
% REVIEWERS' COMMENTS: 6
% Reviewer: 1 7
% 8
% Comments to the Author 9
% The Authors have implemented all Reviewers’ remarks except the one related to the criterion that, in my opinion, is the most important one. By considering “the minimal rejection within the stopband, to which the sum of the absolute values within the passband is subtracted to avoid filters with excessive ripples, normalized to the bin width to remain consistent with the passband criterion (dBc/Hz units in all cases)” (please, find a way to state criterions more clearly), the Authors get filters with very different behaviors in pass band and, consequently, their comparison loses its meaning. 10
% In practice, the Authors use a good method based on a bad criterion, and this point weakens a lot the results they present. 11
% In phase noise metrology, the target is an uncertainty of 1 dB, even less. In this regard, I would personally use a maximum ripple in pass band of 1 dB (or less), while, in some cases, the filters presented in the Manuscript exceed 10 dB of ripple, which is definitely too much. 12
% The Authors seem to be reactive in redoing the measures and it does not seem a big problem for them to re-run the analysis with a better criterion. The article would gain a lot, because, in addition to the methodology, the reader could understand if it is actually better to put a cascade of small filters rather than a single large filter that is an interesting point. 13
% To help the Authors in finding a better criterion (“…finding a better criterion to avoid the ripples in the passband is challenging...”), in addition to the minimum rejection in stop band, I suggest to specify also the maximum ripple in pass band as it is done, for example, in fig. 4.10, pg. 146 of Crochierie R. E. and Rabiner L. R. (1983) “Multirate Digital Signal Processing”, Prentice-Hall (see attach). This suggestion, in practice, specify the maximum allowed deviation from the transfer function modulus of an ideal filter: 1 in pass band and 0 in stop band. As a result, it should solve one of the Authors’ concerns: “Selecting a strong constraint such as the sum of absolute values in the passband is too selective because it considers all frequency bins in the passband while the stopband criterion is limited to a single bin at which rejection is poorest…” since both pass and stop bands are considered in the same way. 14
% I understand that the Manuscript is devoted to present a methodology (“In this article we focus on the methodology, so even if our criterion could be improved, our methodology still remains and works independently of rejection criterion.”). Please, remember that a methodology is a solution to a class of problems and the example chosen to present the methodology plays a key role in showing to the reader if the method is valid or not. Here the example problem is represented by the synthesis of a decimation filter to be used in phase noise metrology. Many of the filters presented by the Authors in figures 9 and 10 as the output of this methodology are not suitable to be used in this context, since, for example, some of them have an attenuation as high as 50 dB in DC (!) that poses severe problems in interpreting the phase noise power spectral densities. What is the cause of this fail? The methodology or the criterion? 15
% In my opinion, it is mandatory to correct the criterion and to re-run the analysis for checking if the methodology works properly or not. 16
% In the end, I suggest to publish the Manuscript After Minor Revisions. 17
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